SEC Filings TLDR

CF Bankshares Inc. reported an update on its common stock holdings as of September 15, 2025. The company previously disclosed in its Quarterly Report on Form 10-Q for the period ended June 30, 2025, that there were 5,772,207 shares of Voting Common Stock and 675,300 shares of Non-Voting Common Stock outstanding as of A...

On September 12, 2025, CECO Environmental Corp. granted 30,000 performance-based restricted stock units (PSUs) to Peter K. Johansson, the company's Chief Financial Officer, under the 2021 Equity and Incentive Compensation Plan. The PSUs will vest on September 12, 2029, provided Johansson remains employed by the company...

BullFrog AI Holdings, Inc. (the 'Company') has entered into a $10 million equity purchase agreement with Lincoln Park Capital Fund, LLC ('Lincoln Park'). Under the agreement, Lincoln Park is committed to purchasing up to $10 million of the Company's common stock over a 36-month period. The Company has the right, but no...

On September 11, 2025, Bio Green Med Solution, Inc. received a notice from Nasdaq stating that its 6% Convertible Exchangeable Preferred Stock no longer complies with the minimum Market Value of Publicly Held Shares (MVPHS) requirement of $1 million. The company has 180 days, until March 10, 2026, to regain compliance....

BeyondSpring Inc. held its 2025 annual meeting of shareholders on September 15, 2025. A total of 21,852,265 ordinary shares were present or represented by proxy, representing approximately 54.19% of the company's outstanding shares. Shareholders ratified the appointment of CBIZ CPAs P.C. as the independent registered p...

On September 14, 2025, Berry Corporation (bry) entered into a Merger Agreement with California Resources Corporation and Dornoch Merger Sub, LLC. The agreement stipulates that Merger Sub will merge with and into Berry Corporation, with Berry Corporation surviving as a wholly-owned subsidiary of California Resources Cor...

On September 9, 2025, Beneficient (the “Company”) was notified by the Nasdaq Hearings Panel (the “Panel”) that it had been granted an extension to regain compliance with Nasdaq Listing Rules 5250(c)(1), 5550(a)(2), and 5560(a). The Company must file its Annual Report on Form 10-K for the fiscal year ended March 31, 202...

On September 12, 2025, Belpointe PREP, LLC held its annual meeting of unitholders. The meeting included votes on the election of two Class I directors and the ratification of the appointment of CohnReznick LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2025. Both propos...

Bank of Marin Bancorp announced that its President and CEO, Tim Myers, and CFO, David Bonaccorso, will participate in the Stephens Bank Forum on September 16-17, 2025. The presentation will be available on the company's website under the Investor Relations section. The event is expected to provide insights into the com...

The Brand House Collective, Inc. (formerly Kirkland's, Inc.) reported its financial results for the second quarter of fiscal 2025, ending August 2, 2025. The company announced a net loss of $20.2 million, compared to a net loss of $14.5 million in the prior year quarter. Net sales declined to $75.8 million from $86.3 m...

On September 11, 2025, Bollinger Innovations, Inc. held a Special Meeting of Stockholders. The meeting addressed two key proposals. Proposal 1 involved approving an amendment to the Company’s Second Amended and Restated Certificate of Incorporation to effect a reverse stock split of the Company’s outstanding Common Sto...

On September 16, 2025, AvidXchange Holdings, Inc. held a special meeting of stockholders to consider proposals related to the Agreement and Plan of Merger with Arrow Borrower 2025, Inc. and Arrow Merger Sub 2025, Inc., affiliates of TPG Global, LLC. The Merger Proposal was approved with 160,933,222 votes in favor, 811,...

AvePoint, Inc. has entered into an underwriting agreement for the public offering of 13,290,360 shares of its common stock at a public offering price of S$19.50 per share. The shares are being sold by certain selling securityholders, and the company will not receive any proceeds from the sale. The offering includes an ...

Aptevo Therapeutics Inc. reported a 100% remission rate in Cohort 3 of its Phase 1b/2 RAINIER trial for mipletamig, a CD123 x CD3 bispecific antibody, in combination with venetoclax and azacitidine for newly diagnosed acute myeloid leukemia (AML) patients unfit for intensive chemotherapy. The trial showed no dose-limit...

Aeries Technology, Inc. (the 'Company') entered into a Letter Agreement with Sandia Investment Management LP ('Sandia') on September 16, 2025. The agreement primarily addresses the settlement of the Company's payment obligations under a previously established Forward Purchase Agreement. Key provisions include the sale ...

On September 12, 2025, Aditxt, Inc. issued and sold senior unsecured notes to accredited investors for an aggregate principal amount of $212,500, with a purchase price of $170,000, reflecting an original issue discount of $42,500. The notes bear an interest rate of 10% per annum and mature on September 30, 2025. The co...

On September 14, 2025, Chris Turner, an independent Class I member of the Board of Directors of Academy Sports and Outdoors, Inc., notified the Board of his resignation, effective September 16, 2025. Mr. Turner's resignation was not the result of any dispute or disagreement with the Company or the Board regarding the o...

On September 16, 2025, AT&T Inc. successfully closed the sale of €2,250,000,000 aggregate principal amount of its Floating Rate Global Notes due 2027. The notes were issued under an Indenture dated May 15, 2013, and were registered under the Securities Act of 1933. The sale was conducted pursuant to an Underwriting Agr...

Astronics Corporation issued $225 million in 0% Convertible Senior Notes due 2031 on September 16, 2025. The notes were issued pursuant to an indenture with U.S. Bank Trust Company, National Association, as trustee. The company granted the initial purchasers an option to buy an additional $15 million in notes, which wa...

On September 16, 2025, American Tower Corporation completed a registered public offering of $200.0 million aggregate principal amount of its 4.900% senior unsecured notes due 2030 and $375.0 million aggregate principal amount of its 5.350% senior unsecured notes due 2035. The net proceeds from the offering, approximate...

Adial Pharmaceuticals, Inc. announced the receipt of final meeting minutes from its End of Phase 2 (EOP2) Meeting with the U.S. Food and Drug Administration (FDA) regarding the AD04 Phase 3 adaptive clinical trial design. The FDA provided positive feedback on the trial design, including support for the adaptive trial d...

On September 16, 2025, AAR CORP. held its annual meeting of stockholders. Approximately 93% of the outstanding shares were present in person or by proxy. The meeting included the election of three Class II directors: Jeffrey N. Edwards, John M. Holmes, and Ellen M. Lord, all elected for a three-year term expiring in 20...

Zapp Electric Vehicles Group Limited has announced its Annual General Meeting (AGM) to be held virtually on October 1, 2025. The AGM will address key proposals including an increase in the company's authorized share capital and the adoption of a new Memorandum and Articles of Association. Additionally, the company prov...

VersaBank has announced a refresh of its previously completed pilot program for Digital Deposit Receipts (DDRs) in Canada, known as the CADVB Pilot Refresh. This refresh aims to confirm the functionality, security, and operational integrity of the Bank’s DDRs, ensuring compliance with Canadian money laundering and terr...

Unilever PLC has announced the appointment of Srinivas Phatak as its new Chief Financial Officer (CFO), effective immediately. Phatak, who previously served as Deputy CFO and Group Controller, has been acting CFO since February 2025. The Unilever Board unanimously agreed that Phatak is the best candidate for the role, ...