SEC Filings TLDR
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2025-09-15XFORSCHEDULE 13GBain Capital Life Sciences Entities' Ownership in X4 Pharmaceuticals, Inc.MEDIUM
Bain Capital Life Sciences Fund, L.P., Bain Capital Life Sciences Fund II, L.P., BCIP Life Sciences Associates, LP, BCLS II Investco, LP, BCLS I Investco, LP, and BCLS II Equity Opportunities, LP (collectively, the 'Reporting Persons') have filed a Schedule 13G to report their collective beneficial ownership of 9.99% o...
2025-09-15SLXNWSCHEDULE 13GOrca Capital AG's 6.2% Ownership in Silexion Therapeutics CorpMEDIUM
Orca Capital AG, a German entity, has filed a Schedule 13G with the SEC, disclosing a 6.2% ownership in Silexion Therapeutics Corp. The filing indicates that Orca Capital AG beneficially owns 131,250 ordinary shares of Silexion Therapeutics Corp, with sole voting and dispositive power over these shares. The shares are ...
2025-09-15SLXNWSCHEDULE 13GLincoln Alternative Strategies LLC's Ownership in Silexion Therapeutics Corp.MEDIUM
Lincoln Alternative Strategies LLC has filed a Schedule 13G with the SEC, disclosing its ownership of 131,250 ordinary shares of Silexion Therapeutics Corp., representing 6.18% of the total outstanding shares. The filing indicates that Lincoln Alternative Strategies LLC has sole voting and dispositive power over these ...
2025-09-15SERVSCHEDULE 13GKhosla Ventures' Ownership in Serve Robotics Inc.MEDIUM
The filing discloses the beneficial ownership of Common Stock in Serve Robotics Inc. by Khosla Ventures and related entities. As of the closing of the Issuer's merger on August 15, 2025, the Reporting Persons collectively own 4,801,324 shares of Common Stock, representing approximately 7.5% of the outstanding shares. T...
2025-09-15RAVESCHEDULE 13GBrian T. Bares and Bares Family Foundation, Inc. Schedule 13G Filing for Rave Restaurant Group, Inc.MEDIUM
Brian T. Bares and Bares Family Foundation, Inc. have filed a Schedule 13G with the SEC, disclosing their ownership of 1,388,715 shares of Rave Restaurant Group, Inc. common stock, representing 9.77% of the outstanding shares. The filing indicates that Brian T. Bares retains voting and dispositive power over the shares...
2025-09-15TO_BE_DECIDEDSCHEDULE 13GHarraden Circle Investments' Schedule 13G Filing for GSR III Acquisition Corp.MEDIUM
Harraden Circle Investments, LLC, along with several affiliated entities and Frederick V. Fortmiller, Jr., filed a Schedule 13G with the SEC, disclosing beneficial ownership of 5.26% of the Class A Common Stock of GSR III Acquisition Corp. The filing, made under Rule 13d-1(c), indicates that the shares are held for inv...
2025-09-15GMHSSCHEDULE 13GSchedule 13G Filing for Gamehaus Holdings Inc.MEDIUM
The Schedule 13G filing discloses that Beijing Zhiyi Venture Investment Centre (Limited Partnership), Beijing Zhiyi Capital Investment Management Co., Ltd., and Wenjiang Chen collectively beneficially own 3,296,068 Class A ordinary shares of Gamehaus Holdings Inc., representing 8.68% of the total Class A ordinary share...
2025-09-15TO_BE_DECIDEDSCHEDULE 13GHarraden Circle Investments and Affiliates File Schedule 13G for GSR III Acquisition Corp.MEDIUM
Harraden Circle Investments, LLC, along with its affiliates, has filed a Schedule 13G with the SEC, disclosing beneficial ownership of 5.26% of the Class A Common Stock of GSR III Acquisition Corp. The filing includes Harraden Circle Investors GP, LP, Harraden Circle Investors GP, LLC, Harraden Circle Investors, LP, Ha...
2025-09-15TO_BE_DECIDEDSCHEDULE 13GSchedule 13G Filing for GCL Global Holdings, Ltd by ATW EntitiesMEDIUM
The Schedule 13G filing reports the beneficial ownership of Ordinary Shares of GCL Global Holdings, Ltd by ATW Interactive Ventures, LLC, ATW Master Fund V LP, ATW Partners Opportunities Management, LLC, Kerry Propper, and Antonio Ruiz-Gimenez. The filing indicates that each entity and individual beneficially owns 13,5...
2025-09-15AACIWSCHEDULE 13GHarraden Circle Investments and Affiliates File Schedule 13G for Armada Acquisition Corp. IIMEDIUM
Harraden Circle Investments, LLC, along with its affiliates, has filed a Schedule 13G with the SEC, disclosing beneficial ownership of 1,206,800 shares of Class A Common Stock of Armada Acquisition Corp. II, representing 5.09% of the outstanding shares. The filing includes Harraden Circle Investors GP, LP, Harraden Cir...
2025-09-15TO_BE_DECIDEDSCHEDULE 13GATW Entities and Individuals Report 9.9% Ownership in GCL Global HoldingsMEDIUM
ATW Interactive Ventures, LLC, ATW Master Fund V LP, ATW Partners Opportunities Management, LLC, Kerry Propper, and Antonio Ruiz-Gimenez have jointly filed a Schedule 13G reporting a 9.9% beneficial ownership in GCL Global Holdings, Ltd. The ownership includes 13,539,366 ordinary shares, which are held directly by ATW ...
2025-09-15DENNSCHEDULE 13DJCP and Jumana Capital Group Agreement for Denny's CorpMEDIUM
JCP Investment Partnership, LP, JCP Investment Partners, LP, JCP Investment Holdings, LLC, JCP Investment Management, LLC, James C. Pappas, Jumana Capital Investments LLC, and Christopher R. Martin have entered into a Group Agreement to coordinate their activities regarding Denny's Corporation. The agreement, effective...
2025-09-15AUBNSCHEDULE 13DBruce Steven Spencer's Schedule 13D Filing for Auburn National Bancorporation, IncMEDIUM
Bruce Steven Spencer filed a Schedule 13D with the SEC regarding his ownership of shares in Auburn National Bancorporation, Inc. The filing reflects inheritance transfers to recipient trusts for the benefit of Bruce Steven Spencer. Prior to these transfers, Spencer individually held 5,914 shares and 102 shares as custo...
2025-09-15AUBNSCHEDULE 13DAnne M. May's Increased Ownership in Auburn National BancorporationMEDIUM
Anne M. May, a retired partner of Machen & McChesney, LLP, has filed a Schedule 13D to report her increased beneficial ownership in Auburn National Bancorporation, Inc. The filing reflects inheritance transfers to trusts for the benefit of Edward L. Spencer, III, where May serves as the sole trustee. As a result of the...
2025-09-15AIRE8-KWarrant Exercise by reAlpha Tech Corp.equity offeringMEDIUM
On September 11, 2025, and September 12, 2025, a holder of existing warrants exercised their Warrants to purchase 7,291,668 shares of common stock of reAlpha Tech Corp. at an exercise price of $0.75 per share. This resulted in aggregate gross proceeds of approximately $5.5 million for the Company. The proceeds are inte...
2025-09-15ATYR8-KaTyr Pharma Announces Phase 3 EFZO-FIT™ Study Results for Efzofitimod in Pulmonary Sarcoidosisoperation relatedMEDIUM
aTyr Pharma, Inc. announced topline results from its Phase 3 EFZO-FIT™ study of efzofitimod in 268 patients with pulmonary sarcoidosis. The study did not meet its primary endpoint of change from baseline in mean daily oral corticosteroid (OCS) dose at week 48. However, the study demonstrated clinical improvement in the...
2025-09-15XTIA8-KXTI Aerospace, Inc. Announces Public Offering of Common Stock and Warrantsequity offeringHIGH
On September 12, 2025, XTI Aerospace, Inc. entered into a placement agency agreement with ThinkEquity LLC for a public offering of 10,575,000 shares of common stock, pre-funded warrants to purchase up to 1,925,000 shares, and common warrants to purchase up to 12,500,000 shares. The combined public offering price for ea...
2025-09-15WING8-KWingstop Inc. Approves Retention Equity Award for CEOoperation relatedMEDIUM
On September 11, 2025, Wingstop Inc.'s Board of Directors and Compensation Committee approved a one-time retention equity award for Michael J. Skipworth, the company's President and Chief Executive Officer. The award consists of 45,505 performance-based restricted stock units (PSUs) and 45,505 service-based restricted ...
2025-09-15WFC8-KWells Fargo & Company Issues Medium-Term Notesdebt financingMEDIUM
Wells Fargo & Company has issued Medium-Term Notes, Series Y, totaling $4,000,000,000. The notes include $1,500,000,000 Senior Redeemable Fixed-to-Floating Rate Notes due September 15, 2029, $750,000,000 Senior Redeemable Floating Rate Notes due September 15, 2029, and $1,750,000,000 Senior Redeemable Fixed-to-Floating...
2025-09-15WBTN8-KWEBTOON Entertainment and Disney Announce New Digital Comics PlatformM&A / divestitureMEDIUM
WEBTOON Entertainment Inc. and The Walt Disney Company have entered into a non-binding term sheet to develop a new digital comics platform. This platform will feature over 35,000 comics from Marvel, Star Wars, Disney, Pixar, and 20th Century Studios, making them available in one location for the first time. Disney+ sub...
2025-09-15VTGN8-KVistagen Therapeutics CFO Resignation and Annual Meeting Resultsofficer / director changeMEDIUM
Vistagen Therapeutics, Inc. announced the resignation of its Chief Financial Officer, Cynthia L. Anderson, effective October 15, 2025. Anderson's resignation is not due to any disagreement with the company. The company is searching for a successor and plans to enter into a consulting agreement with Anderson to assist w...
2025-09-15VIASP8-KPartial Redemption of 8.75% Series A Preferred Stock by Via Renewablesdebt financingMEDIUM
Via Renewables, Inc. announced the partial redemption of 287,294 shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock. The redemption price is set at $25.00 per share, plus any declared and unpaid dividends up to the redemption date of October 15, 2025. The shares are issu...
2025-09-15VHI8-KValhi, Inc. Issues Additional Senior Secured Notesdebt financingMEDIUM
Valhi, Inc. has filed a Form 8-K with the SEC, reporting the issuance of €75,000,000 in aggregate principal amount of additional 9.50% Senior Secured Notes due 2029 by its affiliate, Kronos Worldwide, Inc. The notes were issued under a Third Supplemental Indenture dated September 15, 2025, and are governed by the exist...
2025-09-15TROX8-KTronox Holdings plc Announces Senior Secured Notes Offeringdebt financingMEDIUM
On September 15, 2025, Tronox Holdings plc announced that its wholly owned subsidiary, Tronox Incorporated, commenced an offering of senior secured notes due 2030. The notes will be offered to qualified institutional buyers under Rule 144A and to non-U.S. persons in offshore transactions under Regulation S of the Secur...
2025-09-15BLD8-KTopBuild Corp. Announces Pricing of $750 Million Senior Notes Offeringdebt financingMEDIUM
On September 15, 2025, TopBuild Corp. announced the pricing of its private offering of $750 million aggregate principal amount of senior unsecured notes due 2034. The notes will carry an interest rate of 5.625% and are expected to close on September 25, 2025, subject to customary closing conditions. The proceeds from t...