SEC Filings TLDR

Barry James Mann has filed an amendment to his Schedule 13D, disclosing an increased beneficial ownership in Carver Bancorp Inc. Mann now owns 380,007 shares, representing approximately 7.2% of the outstanding shares. He acquired these shares through multiple open market transactions, investing a total of $880,778.33 a...

Neuberger Berman Group LLC filed Amendment No. 4 to Schedule 13D for Getty Images Holdings, Inc., reporting ownership of 74,112,262 Class A Common Stock shares, representing 17.9% of the outstanding shares. The amendment details the sale of 63,000 shares by NBOKS Master Fund at a weighted average price of $2.0786 per s...

Two Seas Capital LP, Two Seas Capital GP LLC, and Sina Toussi filed Amendment No. 2 to their Schedule 13D for Core Scientific, Inc. The amendment updates the aggregate purchase price of shares held by the Strategic Fund, Global Fund, and Accounts, totaling approximately $161,211,708. The filing also notes that Core Sci...

Barry James Mann, the CFO of Spring Bank and CheckSpring Community Corp, has increased his stake in Carver Bancorp Inc, acquiring 380,007 shares of common stock. This represents approximately 7.2% of the outstanding shares. Mann purchased these shares in multiple open market transactions, investing a total of $880,778....

This filing is Amendment No. 15 to Schedule 13D for AST SpaceMobile, Inc., submitted by Abel Avellan, the Chairman and Chief Executive Officer. The amendment reflects changes in the percentage of Class A Common Stock beneficially owned by Mr. Avellan due to an increase in the total number of outstanding shares of Class...

This Amendment No. 1 to Schedule 13D, filed on October 31, 2025, by a group of reporting persons, relates to the common stock of Alaunos Therapeutics, Inc. The amendment is filed solely to attach powers of attorney as exhibits. The reporting persons, who collectively own a significant portion of the company's common st...

This Amendment No. 1 to Schedule 13D, filed by Adage Capital Management, L.P., Robert Atchinson, and Phillip Gross, relates to the shares of common stock of 89bio, Inc. The amendment updates the information regarding the number of shares and the transactions involving the common stock. The Reporting Persons have tender...

Abel Avellan, Chairman and Chief Executive Officer of AST SpaceMobile, Inc., filed Amendment No. 15 to Schedule 13D, disclosing his beneficial ownership of 78,163,078 shares of Class A Common Stock, representing 22.0% of the outstanding shares. This amendment was necessitated by an increase in the total number of outst...

This Amendment No. 1 to Schedule 13D, filed by Adage Capital Management, L.P., Robert Atchinson, and Phillip Gross, updates the ownership details of the common stock of 89bio, Inc. The amendment, which serves as the final and exit filing, includes information on the transactions of the common stock since the original S...

Thomas Fore, a director of Splash Beverage Group, Inc., has filed a Schedule 13D indicating his significant ownership in the company. As of July 31, 2025, Fore holds 750,000 warrants to purchase shares of the company's common stock, which represents approximately 23.7% of the outstanding shares. These warrants are full...

Weibin Yan, the CEO of Origin Agritech Limited, along with Agriflag Company Limited, has acquired a significant stake in the company. Agriflag Company Limited purchased 2,000,000 ordinary shares at $1.20 per share, totaling $2,400,000, on September 29, 2025. This transaction was made under Regulation S of the Securitie...

Thomas Fore, a director of Splash Beverage Group, Inc., filed a Schedule 13D with the SEC, disclosing his beneficial ownership of 750,000 shares of the company's common stock, representing approximately 23.7% of the outstanding shares. These shares are issuable upon the exercise of warrants with an exercise price of $0...

Weibin Yan, the CEO of Origin Agritech Limited, and Agriflag Company Limited, a company he controls, have acquired significant shares in Origin Agritech Limited. Agriflag Company Limited purchased 2,000,000 ordinary shares at $1.20 per share, totaling $2,400,000, on September 29, 2025. This transaction was made under R...

Urban-Gro, Inc. has received a notice from Nasdaq granting the company's request to continue its listing on The Nasdaq Capital Market, subject to certain conditions. The company must regain compliance with the Timely Filing Requirement and the Stockholders’ Equity Requirement by December 31, 2025, and the Bid Price Rul...

nVent Electric plc reported record sales, orders, and backlog for the third quarter of 2025, with sales reaching $1.1 billion, a 35% increase year-over-year. Organic sales grew by 16%. The company also raised its full-year sales and EPS guidance, with reported sales growth now expected to be 27% to 28% and organic sale...

On October 27, 2025, Zynex, Inc. reported the resignation of Anna Lucsok from her position as Chief Commercial Officer, effective October 10, 2025. Ms. Lucsok was placed on paid leave during the negotiation of her separation terms, which were finalized on October 27, 2025. In accordance with her Employment Agreement da...

Xenia Hotels & Resorts, Inc. (NYSE: XHR) reported its financial results for the third quarter of 2025. The company announced a net loss attributable to common stockholders of $13.7 million, or $0.14 per share. Adjusted EBITDAre was $42.2 million, a decrease of 4.6% compared to the third quarter of 2024. Adjusted FFO pe...

WisdomTree, Inc. reported its financial results for the third quarter of 2025, achieving record assets under management (AUM) of $137.2 billion, an 8.8% increase from the previous quarter. The company announced a quarterly cash dividend of $0.03 per share, payable on November 26, 2025, to stockholders of record as of N...

On October 31, 2025, WEC Energy Group, Inc. entered into an equity distribution agreement with multiple sales agents and forward purchasers, including Barclays Capital Inc., BMO Capital Markets Corp., and others. The agreement allows the company to offer and sell up to $3 billion of its common stock through the sales a...

W.W. Grainger, Inc. reported its financial results for the third quarter of 2025, with sales of $4.7 billion, a 6.1% increase compared to the same period in 2024. Adjusted diluted earnings per share (EPS) rose to $10.21, up 3.4% year-over-year. The company achieved an operating margin of 11.0% on a reported basis, whic...

On October 30, 2025, Vivakor, Inc. entered into a securities purchase agreement with institutional investors for a registered direct offering. The company agreed to issue and sell 10,600,000 shares of common stock at $0.18 per share and 3,566,666 pre-funded warrants at $0.179 per warrant, raising approximately $2.55 mi...

On October 29, 2025, Vestand Inc.'s board of directors determined that the company's previously issued financial statements should not be relied upon. This decision was based on an Independent Accountant’s Report from Oh & Chung LLP, which identified inconsistencies, missing information, and inaccuracies in the financi...

Venus Concept Inc. and its subsidiaries entered into a Consent Agreement with Madryn Health Partners, LP and Madryn Health Partners (Cayman Master), LP on October 31, 2025. The agreement provides relief under the Loan and Security Agreement (Main Street Priority Loan) by waiving certain minimum liquidity requirements t...

TuHURA Biosciences, Inc. entered into a Secured Promissory Note and Loan Agreement with the Matthew Nachtrab Revocable Trust on October 27, 2025. The agreement allows for loans up to $3,000,000, with an initial advance of $1,500,000. The loans are intended for working capital purposes and are secured by a first priorit...

TXNM Energy, Inc. reported its third quarter 2025 results, with GAAP earnings of $1.22 per diluted share and ongoing earnings of $1.33 per diluted share. The company highlighted the approval of its proposed transaction with Blackstone Infrastructure by shareholders, which is expected to close in the second half of 2026...