SEC Filing Summary

2026-09-28SEC Filing 4 (0001193125-26-405698)

The filing details a transaction by Ogawa Shoji, a director at NOMURA HOLDINGS INC. On September 25, 2026, 185.278 shares of Common Stock were acquired at a price of $9.97 per share. This transaction, which occurred under the officers' stock ownership plan, resulted in a post-transaction share count of 204.338. Following this, the total number of shares beneficially owned after the transaction is 59,440. The price was converted from Japanese yen to USD using a spot exchange rate of JPY158.78 to US$1, as reported by MUFG Bank, Ltd. The filing also notes transfers of 600 shares from an officer's stock ownership plan account to a brokerage account, which did not alter the total number of securities beneficially owned.