Northern Trust Corp Director David B. Smith Jr. Receives 1,200 Shares via Trust Distribution

2026-05-01SEC Filing 4 (0001478669-26-000011)

This SEC Form 4 filing reports that David B. Smith Jr., a director of Northern Trust Corporation (NTRS), received 1,200 shares of common stock on April 30, 2026, through a trust distribution. The shares were distributed from a trust in which Smith has a partial direct pecuniary interest, as part of a larger 9,600-share distribution to the trust's beneficiaries. Following this transaction, Smith's direct holdings increased to 989 shares, while his indirect holdings through various trusts total approximately 1,002,639 shares. The filing details Smith's complex ownership structure, including holdings in multiple trusts for his children and a revocable trust. As a director, Smith is required to report these transactions under Section 16 of the Securities Exchange Act.