SEC Filing Summary for Christopher Paul Willcox

2026-04-28SEC Filing 4 (0001193125-26-183819)

Christopher Paul Willcox, an executive officer of NOMURA HOLDINGS INC, reported several transactions involving Common Stock and Notional Stock Units. On April 24, 2026, Willcox acquired 1,361,548 Notional Stock Units (settled in cash) and disposed of 1,361,548 Notional Stock Units. On the same day, he acquired 1,361,548 shares of Common Stock and disposed of 1,361,548 shares of Common Stock at a price of $8.21 per share. On April 27, 2026, Willcox acquired 9,900 Restricted Stock Units (settled in shares) and disposed of 5,054 shares of Common Stock to cover tax withholding obligations at a price of $7.71 per share. The transactions involving Notional Stock Units and Restricted Stock Units were settled in cash and shares respectively, with the reported prices converted from Japanese yen to USD using specified exchange rates.