Nomura Holdings Officer Yukiko Ozaki Equity Transactions and Compensation Settlements

This SEC Form 4 filing reports equity transactions by Yukiko Ozaki, Chief Human Resources Officer and Chief Health Officer of Nomura Holdings Inc. The filing covers two main compensation settlements in April 2026. On April 24, 2026, 2,896 Notional Stock Units vested and were settled in cash for $8.21 per share, resulting in a cash payment. On April 27, 2026, 4,900 Restricted Stock Units vested and were settled in shares. Of these, 1,467 shares were withheld to satisfy tax obligations at $7.71 per share. Following these transactions, Ozaki's direct ownership increased to 20,919 shares of common stock. The filing also notes an indirect holding of 69.933 shares in an officer's stock ownership plan. All prices were converted from Japanese yen to U.S. dollars using exchange rates from the transaction dates.