Nomura Holdings Executive Yutaka Nakajima Receives Equity Awards

2026-05-27SEC Filing 4 (0001193125-26-240361)

This Form 4 filing reports equity awards granted to Yutaka Nakajima, Representative Executive Officer and Deputy President of Nomura Holdings Inc. On May 25, 2026, Nakajima received three tranches of Notional Stock Units (87,138 units each) with exercise dates in April 2027, 2028, and 2029, representing the right to receive cash equal to the value of Nomura common stock. Additionally, he received 192,000 Performance Share Units exercisable in April 2029, which can convert to between 0% and 150% of common stock shares based on performance targets over a three-year period. Following these awards, Nakajima holds 682,743 common shares directly and has derivative positions totaling 742,600 units. The awards were granted at $0 per share as equity compensation.