SEC Filing Summary

This filing details a transaction involving Great Elm Group, Inc. (GEG) concerning its Common Stock. Jason W. Reese, identified as Chairman and CEO, along with Imperial Capital Asset Management, LLC, Long Ball Partners LLC, and Imperial Capital Group Holdings II, LLC, are involved. Mr. Reese has voting and dispositive power over shares held by these entities. A notable transaction on September 21, 2026, involved the award of 137,501 restricted shares to Mr. Reese, which vest annually through September 20, 2029, contingent on his continued service. Following this, the total shares held directly by these reporting owners amount to 6,379,646. The filing also clarifies that each party disclaims beneficial ownership beyond their pecuniary interest.