SEC Filing Form 4 for Great Elm Group, Inc.

This SEC Form 4 filing details transactions made by Nichole Milz, Chief Operating Officer of Great Elm Group, Inc. On September 21, 2026, Ms. Milz was granted 48,698 shares of restricted stock, with a portion vesting immediately and the remainder vesting annually through September 20, 2029. Additionally, she was granted options to purchase 50,000 shares of common stock, with 50% vesting immediately and the rest vesting on September 20, 2027. A transaction also occurred where 23,701 shares were disposed of at a price of $2.15 per share, as part of a net share settlement related to restricted stock awards. The filing indicates that these transactions are exempt under Rule 16b-3.