Enterprise Financial Services Corp CEO James Lally Acquires 462 Shares via ESPP

2026-07-08SEC Filing 4 (0001025835-26-000128)

This Form 4 filing reports that James Brian Lally, CEO of Enterprise Financial Services Corp (EFSC), acquired 462 shares of common stock on June 30, 2026, through the company's Employee Stock Purchase Plan (ESPP). The shares were purchased at $45.94 per share, representing 85% of the closing price on January 2, 2026. Following this transaction, Lally directly owns 116,158 shares. The filing also details his extensive equity holdings, including 19,570 shares held through the company's 401(k) plan and 4,107 shares held jointly with his spouse. Additionally, the report discloses multiple stock option grants totaling over 110,000 options with various exercise prices and vesting schedules, as well as restricted stock units totaling over 25,000 units with vesting dates extending through 2029. The transaction is exempt under Section 16b-3(c) of the Securities Exchange Act.