Celularity Inc. Form 4 Filing: Ownership Changes and Convertible Note/Warrant Amendments

This SEC filing details significant transactions by Philip & Daniele Barach Family Trust, a 10% owner of Celularity Inc. (CELU). On September 23, 2026, the trust amended and restated convertible notes, reducing the conversion price to $1.50 per share and extending the maturity date to September 23, 2028. This resulted in an increase in issuable shares upon conversion. Additionally, existing warrants were amended to lower the exercise price to $1.50 per share and extend their termination date to September 23, 2031. The filing also reports the purchase of new convertible notes and the acquisition of associated warrants. The trust acquired $3,210,000 in convertible notes and 1,177,000 warrants, with options to purchase additional notes and warrants in the future. These transactions involve shares of Class A Common Stock.