Form 4 Filing for Joseph E. Creed - CAT

This filing details a Form 4 submission by Joseph E. Creed, Chief Executive Officer of CATERPILLAR INC (CAT), on June 26, 2026. The transaction involved the acquisition of 16 Phantom Stock Units, each with an economic value equivalent to one share of Caterpillar common stock. These units were acquired under the company's non-qualified deferred compensation plan. The price per unit was $997.47, and the total post-transaction shares owned by Mr. Creed amount to 12,028. The phantom stock units are settled in cash upon retirement or separation from service. The filing also notes adjustments for accrued dividends and potential changes in the number of units due to the composition of the underlying unitized company stock fund.