SEC Filing Summary for Broadridge Financial Solutions, Inc.

2026-07-06SEC Filing 4 (0001225208-26-006444)

This SEC filing details a transaction by Robert N. Duelks, a director at Broadridge Financial Solutions, Inc. On July 2, 2026, Mr. Duelks acquired 143 additional shares of common stock through the award of Deferred Stock Units under the company's 2018 Omnibus Award Plan. This acquisition was linked to the payment of the regular quarterly dividend on the underlying stock of these units. The filing also reports Mr. Duelks's indirect ownership of Broadridge stock through various trusts and entities: 4474 shares held by BOMAR II LLC, 17000 shares by the Mary E. Duelks 2020 Irrevocable Trust, and 8853 shares by the Robert N. Duelks 2007 Revocable Trust. The reported transaction, where the price per share was $0.00, resulted in a post-transaction ownership of 21085 shares.