Director Stock Unit Award

2026-07-06SEC Filing 4 (0001225208-26-006441)

Annette L. Nazareth, a director at BROசினேCIAL SOLUTIONS, INC., received an award of 21 Deferred Stock Units (DCUs) on July 2, 2026, under the company's 2018 Omnibus Award Plan. This award is in connection with the payment of a regular quarterly dividend on the common stock underlying previously issued DCUs. The DCUs vest immediately and will be settled in shares of Broadridge common stock upon Nazareth's separation from the company. Separately, Nazareth was awarded an additional 18 DCUs under the same plan and conditions, also vesting immediately and settling upon separation from the company. Both transactions were reported under Form 4, indicating a direct ownership nature.