Form 4 Filing for BIOLARGO, INC.

2026-10-02SEC Filing 4 (0001437749-26-031944)

This filing details transactions by Kenneth Reay Code, Chief Science Officer and Director of BIOLARGO, INC. On September 30, 2026, Code acquired 566,261 shares of Common Stock at $0.08 per share, with the acquisition being subject to a lock-up agreement. This agreement restricts sales until the company achieves $40 million in gross revenue, has a market capitalization exceeding $300 million, or undergoes a change in control. The shares were received in exchange for a reduction in owed salary and expenses. Additionally, 2,000,000 shares were disposed of with no cost basis. Following these transactions, Code holds a total of 24,974,580 shares, including 22,139,012 shares held indirectly through a corporation. The filing also includes a limited power of attorney authorizing John R. Browning to handle Section 16 reporting obligations.