SEC Filing Summary

Joseph Sean-Walsh Henderson, Chief Accounting Officer of Bakkt, Inc., was granted 20,000 restricted stock units (RSUs) on September 30, 2026. These RSUs are part of the Company's 2021 Omnibus Employee Incentive Plan and will fully vest on the one-year anniversary of the grant date, contingent upon continued employment. Each RSU represents a contingent right to receive one share of the Company's Class A common stock. Following this grant, Henderson owns 32,672 shares, which includes 21,851 RSUs still subject to vesting conditions. The transaction code "A" indicates an acquisition, with a transaction price of $0.0, signifying the grant of these equity awards.