Form 4 Filing for Marc D

This filing details a Form 4 submission by Marc D'Annunzio, General Counsel & Secretary of Bakkt, Inc. On September 30, 2026, D'Annunzio was granted 45,000 restricted stock units (RSUs) under the company's 2021 Omnibus Employee Incentive Plan. These RSUs are subject to vesting on the one-year anniversary of the grant date, contingent upon continued employment. Each RSU represents a contingent right to one share of Bakkt's Class A common stock. The filing also notes that 53,553 RSUs remain subject to certain vesting conditions. Following this transaction, D'Annunzio will own 152,006 shares. The transaction code "A" indicates acquisition, and the price per share is reported as $0.0, consistent with an award grant.