Bank of America and Merrill Lynch Report Section 16 Transactions in Nuveen New York Municipal Fund

2026-05-21SEC Filing 4 (0000070858-26-000320)

Bank of America Corporation and its subsidiary Merrill Lynch, Pierce, Fenner & Smith Inc. have jointly filed a Form 4 disclosure reporting transactions in Nuveen New York Quality Municipal Income Fund (NAN) common stock on May 19, 2026. The filing shows the entities purchased 3,000 shares at $11.28 per share and subsequently sold the same 3,000 shares at $11.375 per share on the same day, resulting in a net position of zero shares. Both entities report as greater than 10% owners and note they are filing the statement jointly, with each disclaiming beneficial ownership of the securities except to the extent of their pecuniary interest. The filing includes footnotes stating that any potential short-swing profits under Section 16(b) will be remitted to the issuer, though the entities do not concede their status as greater than 10% beneficial owners or that the transactions are subject to Section 16 disclosure requirements. The transactions were executed indirectly through the ownership structure where Bank of America holds 100% of Merrill Lynch.