Form 4 Filing for Joseph C. Tsai

Joseph C. Tsai, a director at Alibaba Group Holding Ltd (BABA), reported transactions on October 1, 2026. The filing includes the acquisition of 3,334 ordinary shares and 7,500 ordinary shares, with post-transaction holdings of 828,572 and 836,072 shares, respectively. Additionally, Mr. Tsai reported the disposal of 3,334 Restricted Share Units (RSUs) and 7,500 RSUs, resulting in post-transaction holdings of 60,000 and 105,000 RSUs, respectively. These RSUs represent contingent rights to receive ordinary shares. The filing also notes shares held indirectly through a spouse (1,280,000 ordinary shares) and a corporation (114,979,168 ordinary shares). The reporting person disclaims pecuniary interest in shares held by certain foundations. Transactions are marked as a disposition of RSUs and acquisition of ordinary shares, with a zero price per share indicated for these equity transactions.