Jose Joao Abdalla Filho SEC Filing Summary

2026-09-18SEC Filing 4 (0001213900-26-101287)

On September 16, 2026, Jose Joao Abdalla Filho reported transactions involving Class "C" Preferred Shares and Common Shares of AXIA Energia S.A. Certain Class "C" Preferred Shares, held indirectly through Banclass FIA and FIA Dinamica Energia, were converted into Common Shares. This conversion was a result of a mandatory redemption of 19.61% of the outstanding PNC Shares and is in accordance with the company's bylaws. Specifically, 719,654 and 3,954,666 Class "C" Preferred Shares were converted into Common Shares, respectively. Following these conversions, the post-transaction ownership of Common Shares for these holdings are reported as 15,853,317 and 101,984,046 shares. The transactions were executed at a price of $0.00 per share, with the conversions occurring on the same date as the redemption announcement's effective period. Mr. Filho, as a controlling shareholder, may be deemed to indirectly beneficially own these securities, but disclaims beneficial ownership except to the extent of any pecuniary interest.