Falconi Campos Vicente SEC Filing

2026-10-06SEC Filing 4 (0001213900-26-107033)

On October 2, 2026, Falconi Campos Vicente reported a series of transactions involving AXIA Energia S.A. common shares and Class "C" Preferred Shares. A portion of the Class "C" Preferred Shares were converted into Common Shares, a process mandated by a previous announcement regarding the redemption of these shares and in accordance with the company's bylaws. These conversions occurred at a 1:1 ratio, as per the company's articles of incorporation, with a staggered conversion schedule outlined through fiscal year 2031. The transactions also include the acquisition of common shares, with some held directly and others indirectly through entities like STARTOURS FIA IE and TUCA FIA RESPONSABILIDADE LIMITADA, where Mr. Campos holds a controlling interest. These entities and Mr. Campos disclaim beneficial ownership beyond their pecuniary interest. The filing indicates post-transaction share ownership figures for both direct and indirect holdings.