SEC Filing Summary for Axos Financial, Inc. - Form 4

2026-09-16SEC Filing 4 (0001777936-26-000005)

This filing details transactions made by Brian D. Swanson, President of Consumer Bank at Axos Financial, Inc. On September 15, 2026, Mr. Swanson acquired 3,381 shares of Common Stock through the vesting of Restricted Stock Units (RSUs) and disposed of 1,822 shares of Common Stock. The RSU vesting is part of the Axos Financial, Inc. 2014 Stock Incentive Plan. Some shares were retained for tax withholding purposes. Following these transactions, Mr. Swanson directly owns 59,582 shares of Common Stock. Additionally, the filing notes that Mr. Swanson holds 2,869 shares of Common Stock indirectly through a 401(k) Plan.