Form 4 Filing for Axos Financial, Inc.

2026-09-16SEC Filing 4 (0001777926-26-000006)

On September 15, 2026, John Charles Tolla, EVP and Chief Risk Officer of Axos Financial, Inc., engaged in several transactions involving the company's Common Stock and Restricted Stock Units (RSUs). Tolla acquired 3,502 shares of Common Stock following the vesting of RSUs, with a portion of these shares (3,502) withheld for tax purposes. Additionally, 2,968 RSUs were granted to Tolla. Following these transactions, Tolla directly owns 30,911 shares of Common Stock and indirectly holds 2,723 shares through a 401(k) Plan. The RSUs vest over three years, with each RSU representing a contingent right to one share of Common Stock. These transactions were made under the Axos Financial, Inc. 2014 Stock Incentive Plan.