Form 4 Filing for AvePoint, Inc. - Insider Transaction

This filing details a Form 4 submission for AvePoint, Inc. (AVPT) by Caci James, the Chief Financial Officer. On September 4, 2026, Mr. James engaged in several non-derivative transactions involving the company's common stock. Specifically, there were three transactions where a total of 5714 shares were disposed of (transaction code "D"). These disposals were part of a net settlement to cover tax liabilities incurred upon the vesting of restricted stock units (RSUs), as indicated by footnote F2. The shares were disposed of at a price of $13.43 per share. Following these transactions, the post-transaction share ownership reported is 692,143 shares, as detailed in footnote F3, which includes both common stock and vested/unvested RSUs. The filing also notes that these RSUs were granted under the company's 2021 Equity Incentive Plan, with each RSU representing the contingent right to receive one share of common stock upon vesting.