Director Bruno Sousa Mauad Reports Derivative Transactions in Aura Minerals

2026-06-23SEC Filing 4 (0000950103-26-009412)

Director Bruno Sousa Mauad filed a Form 4 disclosing multiple derivative transactions in Aura Minerals Inc. (AUGO) securities from June 18-19, 2026. The filing reports transactions involving Brazilian Depositary Receipts (BDRs), securities lending agreements, and cash-settled total return swaps. Key transactions include the disposition of 29,700 BDRs on June 18, disposition of 10,120 BDRs on June 19, and acquisition of 200 BDRs at $21.25 per share. Additionally, the filing discloses settlements of two cash-settled total return swap positions at $20.86 and $20.68 per share. The transactions are attributed to entities managed by Kapitalo Investimentos Ltda., where Mauad is a partner, and represent indirect beneficial ownership. Following these transactions, Mauad's reported ownership includes 15,270,420 BDRs and various derivative positions.