Director Robert F. Sharpe Jr. Receives Phantom Stock Award
This Form 4 filing reports that Robert F. Sharpe Jr., a director of Ameriprise Financial Inc., received an annual phantom stock award of 441.7518 units on April 29, 2026. The phantom stock units represent the right to receive one share of Ameriprise common stock each upon settlement. The transaction was an acquisition (Code A) with no purchase price, and following this transaction, Sharpe's total phantom stock holdings increased to 40,092.3106 units. The filing indicates that upon ceasing to be a non-employee director, Sharpe will receive common stock in settlement of his deferred share units on a one-for-one basis in a lump sum at the end of the quarter following his termination. The filing was signed by Wendy B. Mahling on behalf of Robert F. Sharpe Jr. on May 1, 2026.