Director Liane J. Pelletier Phantom Stock Award at Ameriprise Financial

2026-05-01SEC Filing 4 (0001205189-26-000004)

This Form 4 filing reports that Liane J. Pelletier, a non-employee director of Ameriprise Financial, Inc., received 441.7518 phantom stock units on April 29, 2026. The phantom stock represents the right to receive one share of Ameriprise common stock per unit. The transaction was an award (code A) with no purchase price, and following this transaction, Pelletier now holds a total of 624.7279 phantom stock units. According to the footnotes, each phantom stock unit will convert to common stock on a one-for-one basis upon the director ceasing to be a non-employee director. The settlement will occur in a lump sum at the end of the quarter immediately following the quarter in which her board service terminates. The filing was signed by Wendy B. Mahling on behalf of Liane J. Pelletier on May 1, 2026.