Director Christopher J. Williams Phantom Stock Award in Ameriprise Financial

2026-05-01SEC Filing 4 (0001269949-26-000006)

This Form 4 filing reports that Christopher J. Williams, a non-employee director of Ameriprise Financial, Inc., received 441.7518 phantom stock units on April 29, 2026. The transaction was an award (Code A) with no purchase price, bringing his total phantom stock holdings to 9,707.6232 units. Each phantom stock unit represents the right to receive one share of Ameriprise Financial common stock upon the director's departure from the board. According to the filing, upon ceasing to be a non-employee director, Williams will receive common stock in settlement of his deferred share units on a one-for-one basis in a lump sum at the end of the quarter following his termination. The filing was signed by Wendy B. Mahling on behalf of Christopher J. Williams on May 1, 2026.