Form 4 Filing by Thomas M. Siebel

2026-10-02SEC Filing 4 (0001031530-26-000011)

This filing details transactions by Thomas M. Siebel, CEO and Chairman of the Board of C3.ai, Inc. (AI), on September 30, 2026. Siebel acquired 956 shares of Class A Common Stock through various investment vehicles, including RS DE Investments LLC, CS DE Investments LLC, TS DE Investments LLC, and HS DE Investments LLC. These transactions were non-derivative, with a reported price of $0.00 per share. The filing also reports the acquisition of 431,172 shares of Class B Common Stock, convertible into Class A Common Stock, acquired through similar entities. Post-transaction, Siebel directly holds 722,362 shares of Class A Common Stock and indirectly holds a significant number of Class A and Class B shares through various trusts and LLCs, including over 7.1 million shares of Class A Common Stock noted as "See Footnote" and over 2 million shares of Class B Common Stock. Some transactions involved changes in beneficial ownership exempt under Rule 16a-13.