Form 4 Filing for ALKAMI TECHNOLOGY, INC.

2026-10-07SEC Filing 4 (0001106642-26-000015)

This filing details a Form 4 filed by ALKAMI TECHNOLOGY, INC. (ALKT) on October 7, 2026, reporting transactions for the period ending October 5, 2026. The transactions involve 1085 shares of Common Stock acquired at a price of $0.00, with a post-transaction total of 566,807 shares held. This acquisition was made by SMITH BRIAN R, S3 VENTURES III, L.L.C., S3 Ventures Fund III, L.P., and S3 VENTURES GPLP III, L.P. These entities and individuals are significant shareholders, with Brian R. Smith being a director and ten percent owner. Footnote 1 indicates that the receipt of these shares was deferred under the 2021 Incentive Award Plan. Additionally, the filing reports a total of 14,218,240 shares owned following these transactions, with footnote 3 providing details on the ownership structure among the S3 entities and Brian R. Smith. The filing also notes that shares held by S3 Fund III are indirectly owned by S3 GPLP III, S3 III LLC, and Brian R. Smith, who disclaim beneficial ownership except to the extent of their pecuniary interest.