SEC Form 4 Filing for Great Elm Group, Inc.

This filing details transactions by Adam M. Kleinman, President of Great Elm Group, Inc. On September 21, 2026, Kleinman was granted 40,104 shares of restricted stock, with a portion vesting immediately and the rest vesting annually until September 20, 2029. Additionally, he was granted options to purchase 40,000 shares of common stock, with 50% vesting on September 21, 2026, and the remainder vesting on September 20, 2027. The filing also reports a net share settlement of restricted stock awards in connection with vesting, exempt under Rule 16b-3. Post-transaction, Kleinman holds 608,131 shares of common stock directly and has options for 40,000 shares.