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2026-02-20NAD3Nuveen Quality Municipal Income Fund - Form 3 Filing for Robert Tanner Page
This is a Form 3 filing by Robert Tanner Page, Vice President and Treasurer of Nuveen Quality Municipal Income Fund (ticker: NAD), reporting no securities ownership as of September 10, 2025. The filing indicates that Page holds the position of VP and Treasurer at the fund but currently owns no securities in the company...
2026-02-20JRI3Insider Ownership Filing
This filing is an initial statement of beneficial ownership of securities filed by Robert Tanner Page, an officer of Nuveen Real Asset Income & Growth Fund (JRI). The filing indicates that Mr. Page, serving as VP and Treasurer, has no direct ownership of securities as of September 10, 2025. The document is signed under...
2026-02-20BXMX3Nuveen S&P 500 BuyWrite Income Fund Officer Reports No Securities Ownership
This Form 3 filing reports that Robert Tanner Page, Vice President and Treasurer of Nuveen S&P 500 BuyWrite Income Fund (BXMX), has no ownership of any securities in the company as of September 10, 2025. The filing indicates that Page holds the position of VP and Treasurer but currently owns zero shares or derivative s...
2026-02-20SPXX3Insider Ownership Filing for Robert Tanner Page
This filing reports the initial ownership of securities by Robert Tanner Page, identified by CIK 0002090022. Mr. Page, who holds the position of VP and Treasurer at Nuveen S&P 500 Dynamic Overwrite Fund (SPXX), has reported owning no securities directly as of September 10, 2025. The filing is made under Form 3, indicat...
2026-02-20NBB3Insider Filing by Nuveen Taxable Municipal Income Fund Officer
This filing reports on a Form 3, an Initial Statement of Beneficial Ownership of Securities, filed by Robert Tanner Page, VP and Treasurer of Nuveen Taxable Municipal Income Fund. The filing indicates that Mr. Page, reporting under a power of attorney signed by Mark L. Winget, has no direct or indirect beneficial owner...
2026-02-20NPFD3Form 3 Filing for Nuveen Variable Rate Preferred & Income Fund Officer with Zero Holdings
This SEC Form 3 filing reports that Robert Tanner Page, Vice President and Treasurer of Nuveen Variable Rate Preferred & Income Fund (NPFD), has filed an initial statement of beneficial ownership. The filing indicates that as of September 10, 2025, Page holds no securities in the company. Form 3 is required when an off...
Small Cap
2026-02-20ACOG3Opaleye Management Inc. Form 3 Filing for Alpha Cognition Inc. OwnershipMEDIUM
This is a Form 3 filing by Opaleye Management Inc. reporting its initial beneficial ownership in Alpha Cognition Inc. (ticker: ACOG). The filing discloses that Opaleye Management Inc., as investment manager, holds 2,193,589 shares of common stock through Opaleye, L.P. (the Fund) and an additional 75,000 shares through ...
Micro CapBiotechnology
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2026-02-20JPC3Nuveen Preferred & Income Opportunities Fund - Form 3 Filing
This filing is a Form 3, Initial Statement of Beneficial Ownership, for Robert Tanner Page, who is an officer (VP and Treasurer) of Nuveen Preferred & Income Opportunities Fund (JPC). The filing indicates that Mr. Page, reporting under a power of attorney signed by Mark L. Winget, does not directly own any securities a...
2026-02-20Nuveen Quality Municipal Income Fund3Nuveen Quality Municipal Income Fund - Form 3 Filing for Robert Tanner PageDuplicate
This is a Form 3 filing by Robert Tanner Page, Vice President and Treasurer of Nuveen Quality Municipal Income Fund (ticker: NAD), reporting no securities ownership as of September 10, 2025. The filing indicates that Page holds the position of VP and Treasurer at the fund but currently owns no securities in the company...
2026-02-20Nuveen Real Asset Income & Growth Fund3Insider Ownership FilingDuplicate
This filing is an initial statement of beneficial ownership of securities filed by Robert Tanner Page, an officer of Nuveen Real Asset Income & Growth Fund (JRI). The filing indicates that Mr. Page, serving as VP and Treasurer, has no direct ownership of securities as of September 10, 2025. The document is signed under...
2026-02-20JRS3Nuveen Real Estate Income Fund Officer Filing - No Securities Owned
This SEC Form 3 filing reports that Robert Tanner Page, Vice President and Treasurer of Nuveen Real Estate Income Fund (ticker: JRS), has no ownership of any securities in the company as of September 10, 2025. The filing is a standard initial statement of beneficial ownership required for officers and directors. Mr. Pa...
2026-02-20Nuveen S&P 500 BuyWrite Income Fund3Nuveen S&P 500 BuyWrite Income Fund Officer Reports No Securities OwnershipDuplicate
This Form 3 filing reports that Robert Tanner Page, Vice President and Treasurer of Nuveen S&P 500 BuyWrite Income Fund (BXMX), has no ownership of any securities in the company as of September 10, 2025. The filing indicates that Page holds the position of VP and Treasurer but currently owns zero shares or derivative s...
2026-02-20Nuveen S&P 500 Dynamic Overwrite Fund3Insider Ownership Filing for Robert Tanner PageDuplicate
This filing reports the initial ownership of securities by Robert Tanner Page, identified by CIK 0002090022. Mr. Page, who holds the position of VP and Treasurer at Nuveen S&P 500 Dynamic Overwrite Fund (SPXX), has reported owning no securities directly as of September 10, 2025. The filing is made under Form 3, indicat...
2026-02-20NIM3Nuveen Select Maturities Municipal Fund Officer Filing - No Securities Owned
This SEC Form 3 filing reports that Robert Tanner Page, Vice President and Treasurer of Nuveen Select Maturities Municipal Fund (ticker: NIM), has no ownership of securities in the company as of September 10, 2025. The filing indicates that Page holds the position of VP and Treasurer but currently owns zero securities ...
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2026-02-20NXP3Form 3 Filing for Nuveen Select Tax Free Income Portfolio
This Form 3 filing reports initial beneficial ownership of securities for Robert Tanner Page, VP and Treasurer of Nuveen Select Tax Free Income Portfolio (NXP). The filing was made on September 10, 2025. The reporting owner, Robert Tanner Page, resides in Chicago, IL. The filing indicates no securities were owned at th...
2026-02-20Nuveen Taxable Municipal Income Fund3Insider Filing by Nuveen Taxable Municipal Income Fund OfficerDuplicate
This filing reports on a Form 3, an Initial Statement of Beneficial Ownership of Securities, filed by Robert Tanner Page, VP and Treasurer of Nuveen Taxable Municipal Income Fund. The filing indicates that Mr. Page, reporting under a power of attorney signed by Mark L. Winget, has no direct or indirect beneficial owner...
2026-02-20Nuveen Variable Rate Preferred & Income Fund3Form 3 Filing for Nuveen Variable Rate Preferred & Income Fund Officer with Zero HoldingsDuplicate
This SEC Form 3 filing reports that Robert Tanner Page, Vice President and Treasurer of Nuveen Variable Rate Preferred & Income Fund (NPFD), has filed an initial statement of beneficial ownership. The filing indicates that as of September 10, 2025, Page holds no securities in the company. Form 3 is required when an off...
Small Cap
2026-02-20NPV3Initial Statement of Beneficial Ownership of Securities
This filing is an Initial Statement of Beneficial Ownership of Securities (Form 3) for Robert Tanner Page, VP and Treasurer of NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND (NPV). The filing, dated September 10, 2025, indicates that Mr. Page has no direct or indirect beneficial ownership of securities in the issuer as ...
2026-02-20PBHC3Joseph Polniak Form 3 Filing - Initial Statement of Beneficial Ownership
This Form 3 filing reports the initial statement of beneficial ownership for Joseph Polniak, First Vice President of Pathfinder Bancorp, Inc. (PBHC). The filing indicates that as of December 31, 2025, Polniak owns no securities in the company. The document was signed on February 20, 2026, by James A. Dowd acting under ...
Micro CapBanks - Regional
2026-02-20Pathfinder Bancorp, Inc.3Joseph Polniak Form 3 Filing - Initial Statement of Beneficial OwnershipDuplicate
This Form 3 filing reports the initial statement of beneficial ownership for Joseph Polniak, First Vice President of Pathfinder Bancorp, Inc. (PBHC). The filing indicates that as of December 31, 2025, Polniak owns no securities in the company. The document was signed on February 20, 2026, by James A. Dowd acting under ...
Micro CapBanks - Regional
2026-02-20IMA3Power of Attorney for Benjamin Porter-Brown
This filing is an Exhibit 24, a Power of Attorney, for Benjamin Porter-Brown, Chief Medical Officer of ImageneBio, Inc. The document, dated February 20, 2026, grants power of attorney to Kristin Yarema and Erin Butler of ImageneBio, Inc. to execute and file Forms 3, 4, and 5 with the SEC on behalf of Mr. Porter-Brown. ...
Micro CapBiotechnology
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2026-02-20ACDC3Power of Attorney for Section 16 Reporting ObligationsMEDIUM
This filing documents a Power of Attorney granted by Jeremy Spriggs, Chief Operations Officer of ProFrac Holding Corp. (ACDC), to Steven Scrogham and Valery Treida. This authorization allows the attorneys-in-fact to prepare and sign SEC filings, including Forms 3, 4, and 5, as required under Section 16 of the Exchange ...
Small CapOil & Gas Equipment & Services
2026-02-20BUDA3Initial Statement of Beneficial Ownership of SecuritiesMEDIUM
This filing details the initial statement of beneficial ownership of securities for Marie Quintana, a director at BUDA JUICE, INC. (BUDA). The filing, dated January 9, 2026, reports that Ms. Quintana directly owns 110,122 shares of Common Stock. This total includes 76,789 shares of restricted common stock granted under...
2026-02-20NEU3Insider Filing: Susan M. Ridlehoover Owns 0.8139 Shares of Common Stock in NEWMARKET CORP
This filing reports on the ownership of NEWMARKET CORP (NEU) by Susan M. Ridlehoover. As the PRINCIPAL ACCOUNTING OFFICER, Ms. Ridlehoover holds 0.8139 shares of common stock. The shares are held indirectly through the NewMarket Savings Plan. The filing is made on Form 3, indicating initial ownership reporting. The rep...
Mid CapSpecialty Chemicals
2026-02-20SNPS3Peter A. Shimer Form 3 Filing for Synopsys Inc - No Securities Owned
This Form 3 filing reports that Peter A. Shimer, a director of Synopsys Inc (SNPS), has no securities ownership in the company as of February 14, 2026. The filing indicates that Mr. Shimer serves as a director but does not hold any shares, options, or other securities in Synopsys. The document was filed on February 20,...
Mega CapSoftware - Infrastructure