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2026-09-01PMTS3Form 3 Filing - Initial Statement of Beneficial Ownership
This filing is an initial statement of beneficial ownership of securities filed by Brennan A. Hughes, Chief Accounting Officer of CPI Card Group Inc. The filing indicates that Mr. Hughes has beneficial ownership of 1 security. The filing also includes Exhibit 24, a Power of Attorney. The report was filed on August 24, ...
Small CapCredit Services
2026-09-01CD3Form 3 Initial Statement of Beneficial Ownership by Director Jialin Li for Chaince Digital Holdings Inc.
This filing is a Form 3 (Initial Statement of Beneficial Ownership of Securities) submitted to the SEC on behalf of Jialin Li, a newly appointed director of Chaince Digital Holdings Inc. (ticker: CD, CIK 0001527762). The statement, covering the reporting period beginning August 24, 2026, discloses that the reporting ow...
Small CapCapital Markets
2026-09-01CD3Initial Statement of Beneficial Ownership
This filing reports Gregory McGillis's initial statement of beneficial ownership of securities. McGillis is listed as a director of Chaince Digital Holdings Inc. (CD). The filing indicates that McGillis does not currently own any securities, as stated by "noSecuritiesOwned: 1". The report was filed on September 1, 2026...
Small CapCapital Markets
2026-09-01FBLG3Form 3 Initial Beneficial Ownership & POA by New Director Leigh Steinberg of FibroBiologics
FibroBiologics, Inc. (Nasdaq: FBLG) filed a Form 3 initial statement of beneficial ownership on behalf of new director Leigh Steinberg, who reported no securities owned in the company. The filing includes Exhibit 24, a Power of Attorney dated August 26, 2026, executed by Steinberg and notarized. Under the Power of Atto...
Nano CapBiotechnology
2026-09-01FRGT3Form 3 Filing for HRT FINANCIAL LP - Freight Technologies, Inc.
This filing reports initial beneficial ownership of securities for HRT FINANCIAL LP, a 10% owner of Freight Technologies, Inc. The filing indicates that HRT FINANCIAL LP directly owns 1191 shares of Common Stock following a transaction. The reporting owner ID is 0001475597 and the issuer CIK is 0001687542. The signatur...
Nano CapSoftware - Application
2026-09-01Freight Technologies, Inc.3Form 3 Filing for HRT FINANCIAL LP - Freight Technologies, Inc.Duplicate
This filing reports initial beneficial ownership of securities for HRT FINANCIAL LP, a 10% owner of Freight Technologies, Inc. The filing indicates that HRT FINANCIAL LP directly owns 1191 shares of Common Stock following a transaction. The reporting owner ID is 0001475597 and the issuer CIK is 0001687542. The signatur...
Nano CapSoftware - Application
2026-09-01CPI Card Group Inc.3Form 3 Filing - Initial Statement of Beneficial OwnershipDuplicate
This filing is an initial statement of beneficial ownership of securities filed by Brennan A. Hughes, Chief Accounting Officer of CPI Card Group Inc. The filing indicates that Mr. Hughes has beneficial ownership of 1 security. The filing also includes Exhibit 24, a Power of Attorney. The report was filed on August 24, ...
Small CapCredit Services
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2026-09-01ATO3Initial Statement of Beneficial Ownership of SecuritiesMEDIUM
This filing reports the initial statement of beneficial ownership of securities for James Henry Jeffries IV, who recently joined the Board of Directors of ATMOS ENERGY CORP. The filing indicates that Mr. Jeffries directly owns 4593.601 shares of Common Stock following his appointment. The shares reported were held prio...
Mega CapUtilities - Regulated Gas
2026-09-01KVYO3Power of Attorney for Erica SmithMEDIUM
This filing contains a Limited Power of Attorney granted by Erica Smith, Chief Financial Officer of Klaviyo, Inc., to Landon Edmond and Cameron Vermette. The attorneys-in-fact are authorized to execute and file SEC forms including Form 3, Form 4, Form 5, Schedules 13D and 13G, and any amendments. This authorization is ...
Mid CapSoftware - Infrastructure
2026-09-01Chaince Digital Holdings Inc.3Form 3 Initial Statement of Beneficial Ownership by Director Jialin Li for Chaince Digital Holdings Inc.Duplicate
This filing is a Form 3 (Initial Statement of Beneficial Ownership of Securities) submitted to the SEC on behalf of Jialin Li, a newly appointed director of Chaince Digital Holdings Inc. (ticker: CD, CIK 0001527762). The statement, covering the reporting period beginning August 24, 2026, discloses that the reporting ow...
Small CapCapital Markets
2026-09-01Chaince Digital Holdings Inc.3Initial Statement of Beneficial OwnershipDuplicate
This filing reports Gregory McGillis's initial statement of beneficial ownership of securities. McGillis is listed as a director of Chaince Digital Holdings Inc. (CD). The filing indicates that McGillis does not currently own any securities, as stated by "noSecuritiesOwned: 1". The report was filed on September 1, 2026...
Small CapCapital Markets
2026-09-01RCT3Form 3 Initial Statement of Beneficial Ownership for RedCloud Holdings CFO David Sturgeon (No Securities Owned)
This SEC filing is a Form 3 initial statement of beneficial ownership submitted by David Sturgeon, Chief Financial Officer of RedCloud Holdings plc (ticker: RCT). The report covers the period beginning August 1, 2026, and was signed on September 1, 2026. Mr. Sturgeon indicates that he owns no securities of the issuer, ...
Nano CapSoftware - Application
2026-09-01CNDT3Form 3 Filing for Anna SeverMEDIUM
This filing details the ownership of Conduent Inc. (CNDT) common stock by Anna Sever, President of Government Solutions. As of August 26, 2026, Ms. Sever directly owns 35,866 shares outright. Additionally, she holds 101,739 restricted stock units (RSUs) with vesting dates in 2026 and 2027. The filing also reports 16,04...
Small CapInformation Technology Services
2026-09-01Klaviyo, Inc.3Power of Attorney for Erica SmithDuplicateMEDIUM
This filing contains a Limited Power of Attorney granted by Erica Smith, Chief Financial Officer of Klaviyo, Inc., to Landon Edmond and Cameron Vermette. The attorneys-in-fact are authorized to execute and file SEC forms including Form 3, Form 4, Form 5, Schedules 13D and 13G, and any amendments. This authorization is ...
Mid CapSoftware - Infrastructure
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2026-09-01FibroBiologics, Inc.3Form 3 Initial Beneficial Ownership & POA by New Director Leigh Steinberg of FibroBiologicsDuplicate
FibroBiologics, Inc. (Nasdaq: FBLG) filed a Form 3 initial statement of beneficial ownership on behalf of new director Leigh Steinberg, who reported no securities owned in the company. The filing includes Exhibit 24, a Power of Attorney dated August 26, 2026, executed by Steinberg and notarized. Under the Power of Atto...
Nano CapBiotechnology
2026-09-01RedCloud Holdings plc3Form 3 Initial Statement of Beneficial Ownership for RedCloud Holdings CFO David Sturgeon (No Securities Owned)Duplicate
This SEC filing is a Form 3 initial statement of beneficial ownership submitted by David Sturgeon, Chief Financial Officer of RedCloud Holdings plc (ticker: RCT). The report covers the period beginning August 1, 2026, and was signed on September 1, 2026. Mr. Sturgeon indicates that he owns no securities of the issuer, ...
Nano CapSoftware - Application
2026-09-01AAPL3Apple CEO John Ternus Files Form 3 Initial Beneficial Ownership Report with Power of AttorneyMEDIUM
Apple Inc. filed a Form 3 initial statement of beneficial ownership on behalf of John Ternus, its CEO and director, as of September 1, 2026. The report discloses Ternus' direct ownership of 34,155 shares of Apple common stock, held through a trust, along with seven outstanding restricted stock unit (RSU) awards coverin...
Mega CapConsumer Electronics
2026-09-01CNDT3Conduent Officer George Wehbe Files Form 3 Initial Statement of Beneficial Ownership
George Wehbe, President Commercial Solutions of Conduent Incorporated (CNDT), filed a Form 3 initial statement of beneficial ownership on September 1, 2026, for the reporting period beginning August 26, 2026. The filing reports total beneficial ownership of 175,653 shares of Conduent common stock, all held directly. Th...
Small CapInformation Technology Services
2026-09-01XYL3Xylem Inc. Form 3 Initial Beneficial Ownership Statement by New EVP & CFO Andrea M. van der BergMEDIUM
On September 1, 2026, Andrea Michele van der Berg filed a Form 3 Initial Statement of Beneficial Ownership with the SEC upon becoming EVP & Chief Financial Officer of Xylem Inc. (NYSE: XYL). The filing discloses her direct holdings of 7,913 shares of common stock, comprised of unvested restricted stock units scheduled ...
Mega CapSpecialty Industrial Machinery
2026-09-01Xylem Inc.3Xylem Inc. Form 3 Initial Beneficial Ownership Statement by New EVP & CFO Andrea M. van der BergDuplicateMEDIUM
On September 1, 2026, Andrea Michele van der Berg filed a Form 3 Initial Statement of Beneficial Ownership with the SEC upon becoming EVP & Chief Financial Officer of Xylem Inc. (NYSE: XYL). The filing discloses her direct holdings of 7,913 shares of common stock, comprised of unvested restricted stock units scheduled ...
Mega CapSpecialty Industrial Machinery
2026-08-31ALGN3Align Technology Inc. - Exhibit 24: Limited Power of Attorney
This filing is an Exhibit 24, a Limited Power of Attorney, for Quentin S. Blackford, a director at Align Technology, Inc. (ALGN). The power of attorney designates John Morici and Paul Katawicz as attorneys-in-fact. They are authorized to execute and file necessary forms, including Forms 144, 3, 4, and 5, related to the...
Large CapMedical Instruments & Supplies
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2026-08-31BILL3Starboard Entities File Form 3 Disclosing Beneficial Ownership of BILL Holdings Common Stock and Forward Purchase ContractsMEDIUM
Starboard Value and affiliated entities filed a Form 3 with the SEC disclosing their beneficial ownership of BILL Holdings, Inc. common stock. The filing, signed August 31, 2026, relates to the period ended August 20, 2026, and was made solely because a decrease in BILL's outstanding shares caused the group's ownership...
Mid CapSoftware - Application
2026-08-31BILL3Form 3 Filing by Starboard Value and Jeffrey C. Smith for BILL Holdings, Inc. Beneficial OwnershipHIGH
This Form 3 filing discloses the initial statement of beneficial ownership of BILL Holdings, Inc. (BILL) common stock by Jeffrey C. Smith and various Starboard Value entities (Starboard V&O Fund, Starboard S LLC, Starboard L Master, Starboard X Master, and a managed account). The reporting persons are deemed ten percen...
Mid CapSoftware - Application
2026-08-31ALIGN TECHNOLOGY INC3Align Technology Inc. - Exhibit 24: Limited Power of AttorneyDuplicate
This filing is an Exhibit 24, a Limited Power of Attorney, for Quentin S. Blackford, a director at Align Technology, Inc. (ALGN). The power of attorney designates John Morici and Paul Katawicz as attorneys-in-fact. They are authorized to execute and file necessary forms, including Forms 144, 3, 4, and 5, related to the...
Large CapMedical Instruments & Supplies