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2026-04-02HTCO3Initial Statement of Beneficial Ownership of Securities
This filing is an initial statement of beneficial ownership of securities for Shahryar Oveissi, Chief Capital Markets Officer of High-Trend International Group (HTCO). The report was filed on April 2, 2026, pertaining to the period ending January 9, 2026. Mr. Oveissi, identified by CIK 0002117487, resides in Singapore....
Micro CapMarine Shipping
2026-04-02HAO3Form 3 Filing for Haoxi Health Technology Ltd Director Reporting No Securities Ownership
This Form 3 filing discloses that Chuanjie Hu, a director of Haoxi Health Technology Ltd (ticker: HAO), reported owning no securities of the company as of March 18, 2026. The filing was submitted on April 2, 2026, and indicates that Hu Chuanjie, with CIK 0002124123, serves as a director of the company but holds no equi...
Nano CapAdvertising Agencies
2026-04-02INEO3INNEOVA Holdings Ltd Director Chin Chye Koh Form 3 Filing - No Securities OwnedMEDIUM
This is an SEC Form 3 filing for INNEOVA Holdings Ltd (ticker: INEO) by director Chin Chye Koh, reporting that he owns no securities in the company as of March 18, 2026. The filing indicates that Koh serves as a director of the company but does not hold any officer positions or have 10% ownership. The filing was signed...
Nano CapAuto Parts
2026-04-02PODD3INSULET CORP - Form 3 Filing
This filing details a Form 3, Initial Statement of Beneficial Ownership, for Michael Panos, EVP and CCO of INSULET CORP (PODD). The report pertains to the period ending March 30, 2026. Mr. Panos directly owns 5 shares of Common Stock following the reported transaction. The filing was signed on April 2, 2026, by his att...
Large CapMedical Devices
2026-04-02INDP3SINO LION VENTURES Ltd Acquires Significant Stake in Indaptus Therapeutics, Inc.HIGH
On March 19, 2026, Sino Lion Ventures Limited (Reporting Person) entered into a securities purchase agreement to acquire 259,300 shares of Indaptus Therapeutics, Inc.'s Series AAA Convertible Non-Redeemable Preferred Stock. Each preferred share is convertible into 150 shares of the Issuer's common stock. Following the ...
Nano CapBiotechnology
2026-04-02INDP3Yun Yao Acquires Significant Stake in Indaptus Therapeutics, Inc.HIGH
On March 19, 2026, Yun Yao entered into a securities purchase agreement to acquire 196,800 shares of Series AA Convertible Non-Redeemable Preferred Stock and 253,700 shares of Series AAA Convertible Non-Redeemable Preferred Stock from David Elliot Lazar. Each share of Series AA is convertible into 20 shares of common s...
Nano CapBiotechnology
2026-04-02NCT3Insider Filing for Wang QingYuan
This filing reports that Wang QingYuan, Chief Financial Officer and Director of Intercont (Cayman) Ltd (NCT), has no securities owned as of March 27, 2025. The filing is an initial statement of beneficial ownership....
Micro CapMarine Shipping
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2026-04-02CLPS3Initial Statement of Beneficial Ownership
This filing reports that KEE CHONG SENG, a director at CLPS Inc, acquired 38,500 common shares. The ownership is direct, and the transaction date is reported as September 4, 2019. The filing was made on April 2, 2026....
Nano CapInformation Technology Services
2026-04-02INNEOVA Holdings Ltd3INNEOVA Holdings Ltd Director Chin Chye Koh Form 3 Filing - No Securities OwnedDuplicateMEDIUM
This is an SEC Form 3 filing for INNEOVA Holdings Ltd (ticker: INEO) by director Chin Chye Koh, reporting that he owns no securities in the company as of March 18, 2026. The filing indicates that Koh serves as a director of the company but does not hold any officer positions or have 10% ownership. The filing was signed...
Nano CapAuto Parts
2026-04-02KRMN3Power of Attorney for Jon RambeauMEDIUM
This filing is an amendment to a Form 3, which indicates a change in reporting ownership for Jon Rambeau, the Chief Executive Officer of Karman Holdings Inc. The filing grants power of attorney to Mike Willis, Susan Bridgman, and Katherine Vuyk. These individuals are authorized to execute and file various SEC forms on ...
Large CapAerospace & Defense
2026-04-02KRRO3Initial Beneficial Ownership Filing for Korro Bio, Inc.HIGH
This filing reports the initial beneficial ownership of Korro Bio, Inc. (KRRO) by Lynx1 Capital Management LP and Weston Nichols. As of March 31, 2026, Lynx1 Capital Management LP, through its investment manager Lynx1 Capital Management LP and its general partner Lynx1 Capital Management GP LLC, holds 1,537,776 shares ...
Micro CapBiotechnology
2026-04-02CLPS3CLPS Inc. - Officer Shareholding UpdateMEDIUM
This filing details a change in shareholding for LI LI, President of CLPS Inc. Following a transaction, LI LI now directly owns 1,163,863 common shares. The report was filed on April 2, 2026, with the period of report being September 26, 2019. The owner resides in Beijing, China....
Nano CapInformation Technology Services
2026-04-02CLPS3Initial Statement of Beneficial OwnershipMEDIUM
This filing details the beneficial ownership of Raymond Minghui Lin in CLPS Inc. As of December 7, 2017, Mr. Lin directly owns 1,632,872 common shares. Additionally, he indirectly owns 6,999,996 common shares through Qinhui Ltd., where he is the sole shareholder and director, possessing sole voting and dispositive cont...
Nano CapInformation Technology Services
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2026-04-02CLPS3Initial Statement of Beneficial Ownership of Securities
This filing reports that Jiajia Lu, a director at CLPS Inc, acquired 8000 common shares. The ownership is direct, and this is an initial statement of beneficial ownership. The transaction took place on June 1, 2024, with the signature date on April 2, 2026. The owner resides in Shanghai, China....
Nano CapInformation Technology Services
2026-04-02HAO3Form 3 Filing for Haoxi Health Technology Ltd - Initial Statement of Beneficial Ownership
This filing is an initial statement of beneficial ownership of securities, Form 3, for Haoxi Health Technology Ltd. The reporting owner is Li Dongxue, identified by CIK 0002126035. Li Dongxue holds the position of Chief Financial Officer at Haoxi Health Technology Ltd. The address provided for the reporting owner is in...
Nano CapAdvertising Agencies
2026-04-02LGHL3Initial Statement of Beneficial OwnershipHIGH
This filing details the beneficial ownership of Chunning Wang, CEO and COB of Lion Group Holding Ltd (LGHL). Wang Chunning directly owns 798,112,875 Class B ordinary shares. Additionally, Wang Chunning indirectly owns 1,931,140 Class B ordinary shares through Legend Success Ventures Limited, a company where Wang Chunni...
Nano CapCapital Markets
2026-04-02LGHL3Initial Statement of Beneficial Ownership - LGHLMEDIUM
This filing reports the initial beneficial ownership of Yan Zhang, Director (Class I) & President of Lion Group Holding Ltd (LGHL). Zhang Yan directly owns 4,500,000 Class B ordinary shares following the transaction. The filing also notes that there are no derivative securities beneficially owned directly or indirectly...
Nano CapCapital Markets
2026-04-02BAP3Initial Statement of Beneficial Ownership of Securities
This filing is an Initial Statement of Beneficial Ownership of Securities (Form 3) for Patricia Lizarraga, reporting owner, and CREDICORP LTD (BAP), the issuer. The filing indicates that no securities are beneficially owned by the reporting owner. This is noted as an inadvertent late filing due to a delay in obtaining ...
Mega CapBanks - Regional
2026-04-02Korro Bio, Inc.3Initial Beneficial Ownership Filing for Korro Bio, Inc.DuplicateHIGH
This filing reports the initial beneficial ownership of Korro Bio, Inc. (KRRO) by Lynx1 Capital Management LP and Weston Nichols. As of March 31, 2026, Lynx1 Capital Management LP, through its investment manager Lynx1 Capital Management LP and its general partner Lynx1 Capital Management GP LLC, holds 1,537,776 shares ...
Micro CapBiotechnology
Sponsored
2026-04-02FSUN3Power of Attorney Appointment for Benjamin MackovakMEDIUM
This filing is a Limited Power of Attorney appointment for Benjamin Mackovak, a Director at FIRSTSUN CAPITAL BANCORP (FSUN). The document, signed on April 1, 2026, grants power of attorney to Rob Cafera, Kelly Rackley, Kyle Reeves, and Lindsey Wolfe. They are authorized to execute and file SEC forms, including Form 3, ...
Small CapBanks - Regional
2026-04-02ALK3Officer and Director Equity Filing
This filing reports the equity ownership of Lindsay-Rae McIntyre, EVP & Chief People Officer of ALASKA AIR GROUP, INC. (ALK). The report is filed on Form 3, indicating initial beneficial ownership. The reporting owner is located in Seattle, WA. The signature date is April 2, 2026, with the report period ending April 1,...
Mid CapAirlines
2026-04-02FLG3Eli H. Miller Reports No Securities Ownership in Flagstar Bank
This Form 3 filing reports that Eli H. Miller, a director of Flagstar Bank, National Association, held no securities in the company as of April 1, 2026. The filing was submitted on April 2, 2026, and signed by Jan M. Klym via power of attorney on behalf of Miller. The document indicates that Miller is a director of the...
Mid CapBanks - Regional