SEC Filings TLDR

Susan Daimler, a director of Cushman & Wakefield plc, has executed a Limited Power of Attorney appointing Noelle J. Perkins and Steven Belew as her attorneys-in-fact. This authorization allows them to execute and file Forms 3, 4, and 5 on her behalf in compliance with Section 16(a) of the Securities Exchange Act of 193...

Timothy H. Wennes, a director of Cushman & Wakefield plc, has executed a Limited Power of Attorney appointing Noelle J. Perkins and Steven Belew as his attorneys-in-fact. This authorization allows them to execute and file Forms 3, 4, and 5 on his behalf in compliance with Section 16(a) of the Securities Exchange Act of...

Marc D. Graff, Senior Vice President & Chief Financial Officer of Ciena Corporation, has executed a Power of Attorney. This document appoints Sheela Kosaraju, Erik J. Lichter, and Michelle Rankin as his attorneys-in-fact. They are authorized to prepare and execute Form ID, Forms 3, 4, and 5, and any amendments thereto ...

The filing is a Form 3 submitted by Bristol Myers Squibb Co (BMY) on behalf of Cristian Massacesi, who serves as the Executive Vice President, Chief Medical Officer, and Head of Development. The filing indicates that Cristian Massacesi does not own any securities in the company as of the reporting period ending August ...

The filing is a Power of Attorney document for Yevgeny Fundler, who serves as the Chief Legal Officer & Secretary at Build-A-Bear Workshop Inc. The document was signed on August 5, 2025, and reports that Yevgeny Fundler does not own any securities in the company. The filing is categorized as a Form 3, which is typicall...

Ryan Ho-Yan Wong, Chief Financial Officer of Sarepta Therapeutics, Inc., holds multiple stock options with varying exercise dates, expiration dates, and conversion prices. The options are for the purchase of common stock, with the earliest exercise date being July 31, 2022, and the latest being March 10, 2026. The expi...

Joseph Chalom, Co-Chief Executive Officer of SharpLink Gaming, Inc., filed a Form 3 with the SEC on August 4, 2025, reporting no securities owned as of July 24, 2025. The filing indicates that Chalom holds a significant executive position within the company but currently does not own any shares or securities. This fili...

Raymond Cohen, a director of RxSight, Inc., has executed a Power of Attorney appointing Ron Kurtz, Shelley Thunen, Martin J. Waters, Robert L. Wernli, Jr., Bridget Balisy, and Trevor Dorne as his attorneys-in-fact. These individuals are authorized to prepare, execute, and submit various SEC filings on Cohen's behalf, i...

Christopher James Stevens, Chief Operating Officer of Rocket Pharmaceuticals, Inc., has appointed several individuals as his attorneys-in-fact to act on his behalf in matters related to SEC filings. These attorneys-in-fact are authorized to prepare, execute, and submit various SEC forms and schedules, including Forms 3...

The SEC filing reports on Mark W. Smith's position as a director at Powell Industries Inc. The document, filed on August 4, 2025, indicates that Smith does not own any securities in the company as of the period of report on August 1, 2025. The filing specifies that Smith's ownership of common stock is direct, but the p...

On May 13, 2025, William Paul Simmons was appointed as Executive Vice President and Chief Credit Officer of Patriot Bank, N.A., a wholly-owned subsidiary of Patriot National Bancorp Inc. This filing, submitted on August 4, 2025, confirms that Simmons does not own any securities in the company. The appointment signifies...

The filing reports the ownership of ProMIS Neurosciences Inc. (PMN) by several entities associated with Ally Bridge Group. ABG Management Ltd., Ally Bridge MedAlpha Master Fund L.P., Ally Bridge Group (NY) LLC, and Fan Yu collectively hold 6,058,738 common shares and various warrants. The warrants have different exerci...

Nutex Health, Inc. (NUTX) has filed a Form 3 with the SEC, indicating that Frank E. Jaumot, a director of the company, does not own any securities as of the period of report on July 14, 2025. The filing was signed by Frank E. Jaumot on August 4, 2025. This document is a standard filing required by the SEC to disclose t...

Anshul Thakral, the Chief Executive Officer of Fortrea Holdings Inc., filed a Form 3 with the SEC on August 4, 2025. The filing indicates that Thakral does not own any securities in the company. The document was signed by James Stillman Hanson, Attorney-in-Fact for Anshul Thakral. This filing is a routine disclosure re...

Gary S. Olson has executed a Power of Attorney appointing Jessica Zupich, Justin Maney, Charles Lichtenwalter, Irina Abbas, and Leyla Gungor as his attorneys-in-fact. These individuals are authorized to act on Olson's behalf in matters related to SEC filings, including enrolling in the EDGAR system, preparing and submi...

The filing is a Power of Attorney document for Robert C. Selig Jr., a director of CNB Financial Corp. The document appoints Jessica Zupich, Justin Maney, Charles Lichtenwalter, Irina Abbas, and Leyla Gungor as attorneys-in-fact, granting them authority to act on Selig's behalf in matters related to SEC filings. This in...

Daniel J Henning, a director of CNB Financial Corp/PA, has executed a Power of Attorney appointing Jessica Zupich, Justin Maney, Charles Lichtenwalter, Irina Abbas, and Leyla Gungor as his attorneys-in-fact. This authorization allows them to act on his behalf in matters related to SEC filings, including the submission ...

The filing is a Power of Attorney document for Gregory F. Piper, a director of World Kinect Corporation. The document appoints Joel M. Williams and Mark D. Gross as attorneys-in-fact to handle various SEC filings on behalf of Piper. These filings include Forms 3, 4, and 5 under Section 16(a) of the Securities Exchange ...

George H. Vincent, Executive Vice President of Kroger Co, filed a Form 3 with the SEC on August 4, 2025, indicating no securities owned. The filing reports that Vincent holds 0 shares of Kroger Co's common stock. The ownership is reported as direct. This filing is a routine update and does not indicate any significant ...

The document is a Power of Attorney executed by Raymond J. Deshaies, a director of Xencor, Inc. It appoints Bassil I. Dahiyat, Bart J. Cornelissen, and Celia Eckert as attorneys-in-fact to act on his behalf in matters related to SEC filings. Specifically, they are authorized to execute and file Forms 3, 4, and 5 in acc...

The SEC filing reports the reappointment of Diana Huffman as the Chief Compliance Officer of BlackRock TCP Capital Corp., effective July 31, 2025. Diana Huffman previously served as Chief Compliance Officer from February 24, 2021, until April 24, 2024, and as Interim Chief Compliance Officer from September 10, 2024, un...

The SEC filing reports the ownership details of H2O AMERICA (ticker: HTO) by Megan Mattern, who serves as the CAO, PAO, and Controller of the company. The filing, dated July 28, 2025, indicates that Megan Mattern no longer holds any shares of the company's common stock. The transaction resulted in her ownership droppin...

Courtney C. Shea, a director of Power Solutions International, Inc. (PSI), has executed a Power of Attorney appointing the General Counsel, Associate General Counsel, and Vice President of Human Resources & Senior Counsel of PSI as her attorneys-in-fact. This authorization allows them to execute and file Forms 3, 4, an...

The SEC filing details the stock options and common stock holdings of Jason Paul Steik, the Chief Clinical Officer of Pennant Group, Inc. (PNTG). The filing includes multiple stock options granted to Steik, with exercise dates ranging from 2021 to 2026 and expiration dates extending up to 2035. The underlying security ...

Mario De Tomasi, a director of Patriot National Bancorp Inc (PNBK), reported ownership of 15,000 shares of common stock as of July 30, 2025. The shares were purchased from the open market prior to the reporting date. This filing, submitted on July 31, 2025, indicates De Tomasi's direct ownership of the shares. The tran...