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2026-04-07TGS3Initial Statement of Beneficial Ownership
This filing is an Initial Statement of Beneficial Ownership (Form 3) for Macias Francisco Antonio, who is an Alternate director of GAS TRANSPORTER OF THE SOUTH INC (TGS). The filing indicates that Mr. Antonio has no securities owned. The report date is April 6, 2026....
Mid CapOil & Gas Integrated
2026-04-07GLAD3Initial Statement of Beneficial Ownership of SecuritiesMEDIUM
This filing is an initial statement of beneficial ownership of securities for Michael Jon McQuigg, an insider at Gladstone Capital Corp. The filing indicates that Mr. McQuigg, who holds the title of Executive Vice President, directly owns 500 shares of the company's Common Stock following a recent transaction. The docu...
Small CapAsset Management
2026-04-07GAIN3Initial Statement of Beneficial Ownership
Erika P. Highland, Executive Vice President, has filed an initial statement of beneficial ownership on March 30, 2026, for shares of Gladstone Investment Corporation (GAIN). This filing, designated as Document Type 3, indicates that Highland does not currently own any securities directly. The reporting period for this ...
Small CapAsset Management
2026-04-07LAND3Form 3 Filing for William L. Reiman - Gladstone Land CorpMEDIUM
This filing reports a change in beneficial ownership for William L. Reiman, Executive Vice President of Gladstone Land Corp. As of March 20, 2026, Mr. Reiman directly owns 1475 shares of the company's common stock. The filing is made in accordance with SEC regulations regarding insider reporting....
Small CapREIT - Specialty
2026-04-07BCPC3Erin Gilson Form 3 Filing for Balchem Corporation Stock Ownership
This Form 3 filing reports the initial beneficial ownership of Balchem Corporation (BCPC) securities by Erin Leigh Gilson, the company's Chief Accounting Officer. The filing discloses Gilson's ownership of 2,440 shares of common stock directly, plus 46 shares held indirectly through the company's 401(k) plan. Additiona...
Mid CapSpecialty Chemicals
2026-04-07ABEO3Power of Attorney for Keith A. GoldanMEDIUM
This filing details a Power of Attorney granted by Keith A. Goldan to Joseph W. Vazzano (Chief Financial Officer) and Brendan M. O'Malley (Chief Legal Officer) of Abeona Therapeutics Inc. The attorneys-in-fact are authorized to act on Mr. Goldan's behalf for all necessary actions related to SEC filings, including EDGAR...
Micro CapBiotechnology
2026-04-07GSHD3Initial Statement of Beneficial Ownership
This filing is an initial statement of beneficial ownership for Martin Ellis Thornthwaite, General Counsel of Goosehead Insurance, Inc. (GSHD). The filing, dated March 30, 2026, indicates that Thornthwaite has no securities owned as of the reporting date. The signature date is April 7, 2026....
Small CapInsurance Brokers
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2026-04-07HDB3HDFC Bank Officer Vinayak Mavinkurve Form 3 Filing - Stock Option Holdings
This Form 3 filing discloses the initial beneficial ownership of HDFC Bank Limited (HDB) securities by Vinayak Mavinkurve, Group Head-Realty Business. The filing, submitted on April 7, 2026, reveals Mavinkurve holds 348,768 equity shares directly and 1,230 shares indirectly through his mother-in-law. Additionally, he h...
Mega CapBanks - Regional
2026-04-07HDB3Power of Attorney Filing for HDFC Bank Ltd. DirectorMEDIUM
This filing is an Exhibit 24, a Power of Attorney document related to HDFC Bank Ltd. The equity shares of the Bank are listed on BSE and NSE. The document is filed by Mavinakere Ranganath Dwarakanath, an Independent Director of HDFC Bank Ltd., appointing Dhanjit Thaivalappil and other officers as his attorneys-in-fact....
Mega CapBanks - Regional
2026-04-07ESAB3Julie Han's Form 3 Filing and Power of Attorney for ESAB Corporation
This SEC filing is a Form 3 initial statement of beneficial ownership for Julie Han, Controller and PAO of ESAB Corporation. The filing discloses her ownership of ESAB common stock and restricted stock units. Han owns 497 shares of common stock directly and holds multiple tranches of restricted stock units totaling 1,4...
Mid CapMetal Fabrication
2026-04-07CNCK3Form 3 Filing for Coincheck Group N.V. by Satoshi HasuoMEDIUM
This filing details a Form 3, Initial Statement of Beneficial Ownership, for Coincheck Group N.V. (CNCK) by reporting owner Satoshi Hasuo, Chief Stakeholder Officer. The filing includes information on restricted share units (RSUs) and performance-based restricted share units (PRSUs). The RSUs are set to vest in three e...
Micro CapCapital Markets
2026-04-07GLADSTONE INVESTMENT CORPORATION\DE3Initial Statement of Beneficial OwnershipDuplicate
Erika P. Highland, Executive Vice President, has filed an initial statement of beneficial ownership on March 30, 2026, for shares of Gladstone Investment Corporation (GAIN). This filing, designated as Document Type 3, indicates that Highland does not currently own any securities directly. The reporting period for this ...
Small CapAsset Management
2026-04-07CASI3CASI Pharmaceuticals Officer Stock Option Holdings ReportMEDIUM
This Form 3 filing reports the initial beneficial ownership of CASI Pharmaceuticals, Inc. (CASIF) securities by Hai Huang, the company's Global Chief Commercial Officer. The filing details Huang's stock option holdings totaling 270,000 ordinary shares across multiple option grants with different exercise prices and ves...
Nano CapBiotechnology
2026-04-07IMMP3IMMUTEP Director Peter Meyers Reports 4.05M Shares and Performance Rights Holdings
This SEC Form 3 filing reports the initial statement of beneficial ownership by Peter Andrew Meyers, a director of IMMUTEP Ltd. The filing discloses Meyers' holdings of 4,052,173 ordinary shares in the company. Additionally, the filing reveals four separate grants of performance rights (rights to receive ordinary share...
Nano CapBiotechnology
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2026-04-07INGR3Initial Statement of Beneficial Ownership
This filing is an Initial Statement of Beneficial Ownership (Form 3) for Talbot Siobhan, reporting owner, who is also a director at Ingredion Inc. The statement indicates that the reporting owner has no securities owned. The filing date is April 7, 2026, and the period of report is April 1, 2026. The filing was made by...
Mid CapPackaged Foods
2026-04-07IMTE3Officer/Director Change Filing for Integrated Media Technology LtdMEDIUM
This filing reports a change related to an officer or director of Integrated Media Technology Ltd. Peter John Whelan, identified by RPT owner CIK 0002127593, has filed a Form 3, indicating a change in his status. He is listed as a director (isDirector: '1') and not as an officer or ten percent owner. The filing specifi...
Nano CapElectronic Components
2026-04-07PT3Form 3 Filing for J & Friends Holdings Ltd - Officer/Director ChangeMEDIUM
This filing is a Form 3, which reports initial beneficial ownership of securities. Hao Liu, identified as a director of J & Friends Holdings Ltd, has reported their ownership as of April 7, 2026. The filing indicates that Mr. Liu holds 1 security, and it is noted that he is an officer and director of the company. The a...
Nano CapCredit Services
2026-04-07CNF3Form 3 Filing for Li Jing (CNFinance Holdings Ltd.)
This filing reports initial ownership of securities by Li Jing, Chief Financial Officer of CNFinance Holdings Ltd. (CNF). The report indicates that Li Jing holds no securities, as denoted by "noSecuritiesOwned": "1", which typically signifies a 0 holding in SEC filings. The reporting owner, Li Jing, is associated with ...
Nano CapMortgage Finance
2026-04-07J & Friends Holdings Ltd3Form 3 Filing for J & Friends Holdings Ltd - Officer/Director ChangeDuplicateMEDIUM
This filing is a Form 3, which reports initial beneficial ownership of securities. Hao Liu, identified as a director of J & Friends Holdings Ltd, has reported their ownership as of April 7, 2026. The filing indicates that Mr. Liu holds 1 security, and it is noted that he is an officer and director of the company. The a...
Nano CapCredit Services
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2026-04-07LPA3Insider Ownership Filing for Jorge Eduardo Nakash LopezMEDIUM
This filing details restricted stock unit (RSU) awards granted to Jorge Eduardo Nakash Lopez, Mexico Country Manager at Logistic Properties of the Americas (LPA). The awards, granted under the 2024 Equity Incentive Plan, include a bonus award for calendar year 2025, vesting fully on August 1, 2028, and another award fo...
Micro CapReal Estate - Development
2026-04-07LPA3Thomas McDonald's Form 3 Filing for Logistic Properties of the AmericasMEDIUM
This Form 3 filing discloses the initial beneficial ownership of Thomas McDonald, a director and 10% owner of Logistic Properties of the Americas (LPA). The filing reveals McDonald's substantial ownership position through both direct and indirect holdings. Directly, McDonald holds 22,500 ordinary shares through Restric...
Micro CapReal Estate - Development
2026-04-07MUFG3MITSUBISHI UFJ FINANCIAL GROUP INC - Power of AttorneyMEDIUM
This filing contains Exhibit 24, a Power of Attorney granted by Yoshiaki Ueno, Managing Corporate Executive of MITSUBISHI UFJ FINANCIAL GROUP INC, to Hiroyuki Iwamoto, Kazutaka Kato, and Kazuhide Yamauchi. The attorneys-in-fact are authorized to execute and file Section 16(a) reports and amendments with the SEC and oth...
Mega CapBanks - Diversified
2026-04-07MUFG3MITSUBISHI UFJ FINANCIAL GROUP INC - Form 4 FilingMEDIUM
This filing details stock compensation plan points granted to Takayuki Sakurai, a Managing Corporate Executive at MITSUBISHI UFJ FINANCIAL GROUP INC (MUFG). The points are categorized into non-adjustable, annual performance-based, and medium-term performance-based. These points are exchangeable for MUFG common stock fo...
Mega CapBanks - Diversified