SEC Filings TLDR

David N. Keys, a director of 22nd Century Group, Inc., has executed a Power of Attorney appointing Michael B. Kirwan, Matt Tedder, Jonathan Staffeldt, and John J. Wolfel as his attorneys-in-fact. This authorization allows them to execute and file Forms 3, 4, and 5, and any amendments thereto, on his behalf under Sectio...

The SEC filing reports the ownership of Gates Capital Management, L.P. and its related entities in XBP Global Holdings, Inc. (XBP). Gates Capital Management, L.P. acts as the investment manager for certain funds that directly hold the securities. The filing indicates that Gates Capital Management, L.P., its general par...

Andrew Albert Kucharchuk, a director of Windtree Therapeutics, Inc., has executed a Limited Power of Attorney (POA) authorizing Jed Latkin and Eric Curtis to act on his behalf for Section 16(a) reporting under the Securities Exchange Act of 1934. The POA grants the attorneys-in-fact the authority to prepare, execute, a...

Carlos P. Salas, EVP & Chief Financial Officer and Director of Patriot National Bancorp Inc., reported ownership and transactions in the company's common stock. Salas indirectly owns 1,333,334 shares through HECA Management LLC, which were acquired as part of a $57.75 million private placement completed on March 20, 20...

Steven Ciardiello, a director of Nexgel, Inc., has reported ownership of stock options and warrants in the company. The stock options, granted under the company's 2019 Long-Term Incentive Plan, give him the right to buy 30,000 shares of common stock at $2.25 per share. These options vest in equal monthly amounts over t...

Daniel Brennan, a director of Madrigal Pharmaceuticals, Inc., has appointed Mardi Dier, Shannon Kelley, and Justin Drinkwine as his attorneys-in-fact. This Power of Attorney allows them to execute and file Forms 3, 4, and 5, as well as Schedules 13D and 13G, on his behalf. These forms are related to his ownership, acqu...

The SEC filing details the stock ownership and stock options of Patrick A. Mayes, EVP & Chief Scientific Officer of Incyte Corp. As of July 21, 2025, Mayes owns 67,388 shares of common stock directly, including restricted stock units (RSUs) granted on various dates with vesting schedules extending through 2028. The fil...

The SEC filing is a Form 3 submitted by Seth Fonti, the EVP/CFO of Heritage Commerce Corp (HTBK). The filing indicates that as of the period of report on July 24, 2025, Seth Fonti does not beneficially own any securities of the company. The filing includes a footnote stating 'No securities are beneficially owned.' The ...

The filing details stock options granted to Dain McCoig, Chief Operating Officer of enCore Energy Corp. On June 26, 2023, McCoig was granted 60,000 stock options, which became exercisable in four equal installments starting December 26, 2023. On June 13, 2024, he was granted another 60,000 stock options, vesting in fou...

The SEC filing reports the ownership of James C. Theofilos in electroCore, Inc. (ECOR) as of August 1, 2025. Theofilos, who serves as a director of the company, owns 1,391 shares of common stock directly. The filing indicates that there are no securities owned indirectly and no derivative holdings. The report was signe...

Ian T. Clark, a director of BioMarin Pharmaceutical Inc., has granted a Power of Attorney to G. Eric Davis, Eric Fleekop, and Tae Sang Yoo, allowing them to act on his behalf in matters related to SEC filings. This includes the preparation, execution, and submission of Forms 3, 4, and 5, as required under Section 16 of...

Roland Kolbeck, Chief Scientific Officer of Aclaris Therapeutics, Inc., has granted a Power of Attorney to Neal Walker, Kevin Balthaser, and Matthew Rothman of the company. This authorization allows them to prepare, execute, and submit Forms 3, 4, and 5 to the Securities and Exchange Commission (SEC) on his behalf, in ...

The SEC filing by Wells Fargo & Company and Wells Fargo Municipal Capital Strategies, LLC reports the reorganization of PIMCO California Municipal Income Fund II and PIMCO California Municipal Income Fund III into PIMCO California Municipal Income Fund. As part of this reorganization, 397 remarketable variable rate mun...

The filing reports that Adrian McDermott, a director of Weave Communications, Inc., does not own any securities as of August 1, 2025. The filing is a Form 3, which is typically used to report initial beneficial ownership of securities by directors, officers, or beneficial owners. The filing was signed by Erin Goodsell ...

Paul Joachimczyk, the CFO of Sonoco Products Co, filed a Form 3 with the SEC indicating that he owns no securities in the company as of June 30, 2025. The filing was signed by Elizabeth R Kremer under a power of attorney on August 5, 2025. This filing is a routine disclosure required for corporate officers and does not...

The SEC filing is a Form 3 submitted by SCOTTS MIRACLE-GRO CO (Ticker: SMG) on behalf of Austin Scott Miller. The filing indicates that Miller is a director of the company but does not hold any securities as of the reporting period ending August 1, 2025. The document was signed by Kathy L. Uttley as attorney-in-fact fo...

The document is a Power of Attorney (POA) granted by Brett Icahn to Gaye Wilkerson, Ben Smolij, and Mike Blankenship, allowing them to act on his behalf in matters related to SEC filings. The POA authorizes the attorneys-in-fact to prepare, sign, and submit Form ID applications, Schedule 13Ds, and Forms 3, 4, and 5 wit...

Joshua Phillip Lewis, Executive Vice President and Chief Investment Officer (CIO) of NNN REIT, Inc., reported his ownership of the company's common stock as of August 1, 2025. According to the filing, Lewis directly owns 45,650 shares of NNN REIT, Inc.'s common stock. The filing, submitted on August 5, 2025, indicates ...

Jerome D. Hall, Jr., a director of Nine Energy Service, Inc., has granted a Power of Attorney to Ann G. Fox and Theodore R. Moore to act on his behalf in executing various SEC forms, including Form ID, Forms 3, 4, 5, Form 144, Schedule 13D, and Schedule 13G. This authorization allows the attorneys-in-fact to file these...

Jeffrey Day, Co-President of Morgan Stanley Direct Lending Fund (MSDL), reported ownership of 12,168 shares of common stock as of July 24, 2025. The shares are held indirectly through The Day Family Trust, with Mr. Day disclaiming beneficial ownership except to the extent of his pecuniary interest. Additionally, Mr. Da...

Don Gregory Neeb, EVP and Chief Investment & Strategy Officer of Pediatrix Medical Group, Inc., has executed a Power of Attorney authorizing Mary Ann E. Moore and Tara McManus to act on his behalf in matters related to SEC filings. The attorneys-in-fact are empowered to prepare, execute, and submit various SEC forms an...

Jennifer VanBelle has granted a Power of Attorney to Marc A. Alpert, Mark S. Schwartz, and Thomas H. Watson, allowing them to act on her behalf in matters related to SEC filings. This includes signing and filing Forms 3, 4, and 5 under Section 16(a) of the Securities Exchange Act of 1934, as well as Form 144 notices un...

Paul J. Fribourg, Chairman and Chief Executive Officer of Continental Grain Company, holds 2,280,730 shares of common stock in International Flavors & Fragrances Inc. (IFF) as of July 29, 2025. The shares are held by Continental Grain Company, and Mr. Fribourg may be deemed to share voting and investment power with res...

Mantas Jesus B, a director of INTERNATIONAL FLAVORS & FRAGRANCES INC (IFF), has filed a Form 3 with the SEC indicating no ownership of securities as of July 29, 2025. The filing was signed by Chrystalla Potamitou, attorney in fact, on August 5, 2025. This update is important for transparency regarding the ownership sta...

The SEC filing reports an update on the ownership of Common Shares of Beneficial Interest by Chris Carr, a director of Equity Residential. The filing indicates that as of July 24, 2025, Chris Carr no longer holds any common shares directly. The filing was signed by Samantha Thompson, Attorney-in-fact, on August 5, 2025...