Leroy Scott Frantz Reports New 7.1% Passive Stake in Oxford Lane Capital Corp. Preferred Stock

Leroy Scott Frantz has filed a Schedule 13G with the SEC, reporting a new significant ownership stake in Oxford Lane Capital Corp. (OXLC). As of the event date on March 20, 2026, Frantz beneficially owns 800,000 shares of Preferred Stock, representing approximately 7.1% of the total cumulative term preferred shares outstanding. The filing indicates that Frantz holds sole voting and dispositive power over all 800,000 shares. This position was disclosed via a Rule 13d-1(c) filing, which is typically used by passive investors who do not intend to exert control over the issuer. The reporting person is an individual citizen of the United States, and the principal business address provided is Haebler Capital in Greenwich, Connecticut. Prior to this filing, the reported ownership was zero, marking a significant entry into the company's preferred equity structure. The filing was formally submitted to the SEC on April 7, 2026.