SWK Holdings Corporation Merger and Senior Notes Indenture Amendment

SWK Holdings Corporation (the Company) completed a series of mergers on April 6, 2026, resulting in the Company becoming a wholly-owned subsidiary of Runway Growth Finance Corp. (RWAY). In the merger, former stockholders of SWK Holdings Corporation received either RWAY common stock or cash, or a combination thereof, along with a cash payment from the Adviser. The transaction also involved amendments to the Company's Senior Notes Indenture due to the acquisition by RWAY. Specifically, a Second Supplemental Indenture was entered into, adding restrictive covenants and an event of default related to asset coverage requirements under the Investment Company Act of 1940. These amendments are intended to comply with applicable requirements following the change in control. Additionally, all outstanding obligations under the First Horizon Bank Credit Facility were paid off in full and terminated in connection with the merger.