Form 8-K Filing Summary

NewtekOne, Inc. held its Annual Meeting of Shareholders on June 12, 2026. Shareholders approved the election of two directors, Richard Salute and Craig “CJ” Brunet, to serve until the 2029 annual meeting. The selection of RSM US LLP as the independent registered accounting firm for the fiscal year ending December 31, 2026, was also ratified. Additionally, shareholders provided an advisory vote on the compensation of the named executive officers. A total of 23,238,465 shares of common stock were present or represented by proxy. The company has various classes of stock and notes registered on the Nasdaq Global Market, including Common Stock, 8.00% Notes due 2028, 8.50% Notes due 2029, 8.625% Notes due 2029, 8.50% Notes due 2031, and Depositary Shares for Series B Preferred Stock.