Nauticus Robotics, Inc. Form 3 Filing Summary

This filing details the ownership of Nauticus Robotics, Inc. (KITT) by RCB EQUITIES 1, LLC. RCB EQUITIES 1, LLC holds 782,829 shares of common stock directly. Additionally, they hold Series C Convertible Preferred Stock with a stated value of $4,800,000, convertible into 631,579 shares of common stock at a price of $7.60 per share. This conversion is subject to stockholder approval. The preferred stock was acquired on June 26, 2026, through an Exchange Agreement, as part of the conversion of $4,000,000 in outstanding indebtedness under a Senior Secured Term Loan Agreement dated September 18, 2023, with a 20% premium. The reporting owner, RCB EQUITIES 1, LLC, is identified as a ten percent owner.