Form 8-K - Current Report by Hercules Capital, Inc.

Hercules Capital, Inc. (the “Company”) has filed a Form 8-K to report preliminary estimates for the quarter ended June 30, 2026. The Company estimates its net asset value (NAV) per share to be between $12.10 and $12.20, an increase from the previous quarter. Net realized gains for the second quarter are approximately $7.7 million. Net investment income is estimated to be between $0.49 and $0.51 per share. Gross new investment commitments were approximately $0.9 billion, with fundings at $0.6 billion. Investments on non-accrual status were less than 0.5% of the total investment portfolio at cost, an increase from the prior quarter. Total investments at fair value are estimated to be between $4.5 to $4.6 billion. This data is preliminary and subject to change upon completion of financial closing and review procedures.