FORUM MARKETS Inc - Form 3 Filing
This filing details the beneficial ownership of Brian James Pemble in FORUM MARKETS Inc. As of June 29, 2026, Mr. Pemble directly owns 78,500 shares of Common Stock. Additionally, he indirectly owns shares through various accounts: 371,303 shares in a 401(k) account, 274,844 shares in another 401(k) account, and 62,067 shares in an individual retirement account. He also shares joint ownership with his spouse of 665,000 shares in a JTWROS account. The total beneficial ownership, including indirectly held shares, represents approximately 10.99% of the outstanding Common Stock. The increase in ownership percentage above 10% is attributed to the company's share repurchase program, not new acquisitions by Mr. Pemble. He holds these shares for investment purposes only and not to influence control of the issuer. Notably, shares held by his spouse in a separate individual retirement account are not included in this report due to legal separation and separate finances.