Chidozie Ugwumba Reports 9.7% Stake in Clene Inc. via Warrants and Common Stock

2026-05-15SEC Filing SCHEDULE 13G/A (0001835544-26-000021)

Chidozie Ugwumba filed a Schedule 13G/A on May 15, 2026, disclosing a significant ownership stake in Clene Inc. (CLNN). As of the event date of May 11, 2026, the reporting person beneficially owns 1,351,071 shares of common stock, representing 9.7% of the company based on 12,778,307 shares outstanding. This filing marks an increase from a previously reported 0.0% position. The reported holdings consist of 176,713 shares of common stock and a substantial number of derivative securities. Specifically, the total includes 375,000 shares from Tranche A Warrants, 375,000 shares from Tranche B Warrants, and 424,358 shares from a Common Stock Purchase Warrant, all of which are immediately exercisable. Ugwumba maintains sole voting and dispositive power over all 1,351,071 shares. The filing was made under Rule 13d-1(c), certifying that the acquisition was not intended to influence or change the control of the issuer. The reporting person is associated with SymBiosis Capital Management, LLC, located in Bentonville, Arkansas.

Ticker mentioned:CLNNInstitution mentioned:Ugwumba Chidozie
Related industry:Packaged Foods