Hung-Wen Chen Increases Stake in Apollomics Inc. via $2M Convertible Note and RSU Vesting

2026-04-06SEC Filing SCHEDULE 13D/A (0001193125-26-143366)

On April 6, 2026, Hung-Wen (Howard) Chen, Chairman and CEO of Apollomics Inc. (APLM), filed an amended Schedule 13D reporting an increased ownership stake. Mr. Chen, along with his wholly-owned holding company King Regent Management Limited, now beneficially owns 901,362 Class A ordinary shares, representing 41.8% of the class. This change follows a $2,000,000 unsecured bridge loan provided by Mr. Chen to the Company via a Convertible Promissory Note on March 30, 2026. The Note is set to automatically convert into equity during the Company's next financing round of at least $10,000,000 at a 20% discount to the per-share price. If no such financing occurs within eighteen months, the Note may be converted into shares based on the 10-day average closing price preceding the maturity date. Additionally, the filing notes that 5,000 restricted stock units held by Mr. Chen vested on March 15, 2026. The reporting persons maintain their position for investment purposes and to support the issuer's working capital needs.

Ticker mentioned:APLMInstitution mentioned:Chen Hung-Wen
Related industry:Biotechnology